Unclaimed Profile

Aaron Paynter Ammerman

ALPHA FINANCIAL PARTNERS LLC·LEXINGTON, Kentucky

SIE, Series 7, Series 63, Series 65Clean record22 years registeredALPHA FINANCIAL PARTNERS LLC

319 CEDAR ST., LEXINGTON, KY 40508CRD# 2178388Firm CRD# 306639

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Aaron Paynter Ammerman · LEXINGTON, KY

Registration

CRD #2178388 · ALPHA FINANCIAL PARTNERS LLC · 22 years registered

Brand Profile

Not yet started

Career History

ALPHA FINANCIAL PARTNERS LLC

Jan 2020 – present

UBS FINANCIAL SERVICES INC.

Jan 2004 – Jan 2020

LEXINGTON, KY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · January 8, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ALPHA FINANCIAL PARTNERS LLC

CRD 306639 · SEC 801-117851

AUM

$295M

Regulatory assets under management

Employees

1,028 client accounts

Services offered by ALPHA FINANCIAL PARTNERS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ALPHA FINANCIAL PARTNERS LLC →

Introduction

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Frequently Asked Questions

What services does Aaron Paynter Ammerman offer?

Aaron Paynter Ammerman specializes in Financial Planning, Investment Management. Contact their office in LEXINGTON, Kentucky for a consultation.

What are Aaron Paynter Ammerman's credentials?

Aaron Paynter Ammerman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Aaron Paynter Ammerman located?

Aaron Paynter Ammerman is based in LEXINGTON, Kentucky, working with ALPHA FINANCIAL PARTNERS LLC. Their office serves clients in the LEXINGTON metropolitan area and surrounding communities.

How does Aaron Paynter Ammerman charge for services?

Aaron Paynter Ammerman's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ALPHA FINANCIAL PARTNERS LLC?

ALPHA FINANCIAL PARTNERS LLC has approximately 5 employees and manages $295M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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