Unclaimed Profile

Heather L Guilliom

EQUITY ADVISORS OF KENTUCKY INC·WADDY, Kentucky

16 years registeredEQUITY ADVISORS OF KENTUCKY INC

2950 WADDY ROAD, WADDY, KY 40076CRD# 5638584Firm CRD# 116398

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Heather L Guilliom · WADDY, KY

Registration

CRD #5638584 · EQUITY ADVISORS OF KENTUCKY INC · 16 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: EQUITY ADVISORS OF KENTUCKY INC

EQUITY ADVISORS OF KENTUCKY INC

Nov 2009 – Jun 2015

WADDY, KY

Registrations & Exams

Registration record

First registered · November 4, 2009

Years registered · 16

Disclosure History

2018Criminal·Final Disposition

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

EQUITY ADVISORS OF KENTUCKY INC

CRD 116398 · SEC 801-112311

AUM

$116M

Regulatory assets under management

Employees

621 client accounts

Services offered by EQUITY ADVISORS OF KENTUCKY INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at EQUITY ADVISORS OF KENTUCKY INC →

Introduction

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Frequently Asked Questions

What services does Heather L Guilliom offer?

Heather L Guilliom specializes in Financial Planning, Investment Management, Wealth Management.

What are Heather L Guilliom's credentials?

Heather L Guilliom is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Heather L Guilliom located?

Heather L Guilliom is based in WADDY, Kentucky, last registered with EQUITY ADVISORS OF KENTUCKY INC.

How does Heather L Guilliom charge for services?

Heather L Guilliom's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EQUITY ADVISORS OF KENTUCKY INC?

EQUITY ADVISORS OF KENTUCKY INC has approximately 3 employees and manages $116M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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