Unclaimed Profile

Fon Rogers

EQUITY ADVISORS OF KENTUCKY INC·LEXINGTON, Kentucky

Series 659 years registeredEQUITY ADVISORS OF KENTUCKY INC

2201 REGENCY RIDGE ROAD, LEXINGTON, KY 40503CRD# 6741511Firm CRD# 116398

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Fon Rogers · LEXINGTON, KY

Registration

CRD #6741511 · EQUITY ADVISORS OF KENTUCKY INC · 9 years registered

Brand Profile

Not yet started

Career History

EQUITY ADVISORS OF KENTUCKY INC

Jul 2019 – present

EQUITY ADVISORS OF KENTUCKY INC

Jan 2017 – Dec 2018

Waddy, KY

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · January 20, 2017

Years registered · 9

Disclosure History

2021Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

EQUITY ADVISORS OF KENTUCKY INC

CRD 116398 · SEC 801-112311

AUM

$116M

Regulatory assets under management

Employees

621 client accounts

Services offered by EQUITY ADVISORS OF KENTUCKY INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at EQUITY ADVISORS OF KENTUCKY INC →

Introduction

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Frequently Asked Questions

What services does Fon Rogers offer?

Fon Rogers specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LEXINGTON, Kentucky for a consultation.

What are Fon Rogers's credentials?

Fon Rogers is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Fon Rogers located?

Fon Rogers is based in LEXINGTON, Kentucky, working with EQUITY ADVISORS OF KENTUCKY INC. Their office serves clients in the LEXINGTON metropolitan area and surrounding communities.

How does Fon Rogers charge for services?

Fon Rogers's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EQUITY ADVISORS OF KENTUCKY INC?

EQUITY ADVISORS OF KENTUCKY INC has approximately 3 employees and manages $116M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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