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Minoo Seraji-Spellerberg

PRINCIPAL ENTERPRISE CAPITAL, LLC·DES MOINES, Iowa
Unclaimed Profile
801 GRAND AVENUE, DES MOINES, IA 50392-0720CRD# 2756308Firm CRD# 157574
01

About

Minoo Seraji-Spellerberg is a registered financial advisor based in DES MOINES, Iowa, affiliated with PRINCIPAL ENTERPRISE CAPITAL, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties

Specialties will be added during profile enrichment.

Client Types

Client type data will be added during profile enrichment.

03

Firm Overview

Firm
PRINCIPAL ENTERPRISE CAPITAL, LLC
PRINCIPAL ENTERPRISE CAPITAL, LLC
AUM
—
Regulatory assets under management
Employees
2
Total firm employees
View all advisors at PRINCIPAL ENTERPRISE CAPITAL, LLC →
Services
Other
04

Background

Compensation
Other: NONE
Regulatory
SEC/IARD CRD# 2756308
Firm CRD# 157574
3 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Minoo Seraji-Spellerberg offer?
Minoo Seraji-Spellerberg is a registered financial advisor in DES MOINES, Iowa. Contact their office for details on services offered.
What are Minoo Seraji-Spellerberg's credentials?
Minoo Seraji-Spellerberg is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Minoo Seraji-Spellerberg located?
Minoo Seraji-Spellerberg is based in DES MOINES, Iowa, working with PRINCIPAL ENTERPRISE CAPITAL, LLC. Their office serves clients in the DES MOINES metropolitan area and surrounding communities.
How does Minoo Seraji-Spellerberg charge for services?
Minoo Seraji-Spellerberg's firm is compensated through other: none. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PRINCIPAL ENTERPRISE CAPITAL, LLC?
PRINCIPAL ENTERPRISE CAPITAL, LLC has approximately 2 employees. The firm is registered with the SEC as an investment adviser.
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David Michael Blake — PRINCIPAL GLOBAL INVESTORS, LLCJoyce Nixson Hoffman — PRINCOR FINANCIAL SERVICES CORPORATIONLeanne Marie Valentine — PRINCIPAL ADVISED SERVICES, LLCEdward C Poulsen — AVIVA INVESTORS NORTH AMERICA, INC.Larry Donald Zimpleman — PRINCIPAL GLOBAL INVESTORS, LLC
Nearby cities in Iowa
WEST DES MOINES (142)CEDAR RAPIDS (109)DUBUQUE (61)DAVENPORT (35)FAIRFIELD (31)
City Guides
WEST DES MOINES GuideCEDAR RAPIDS GuideDUBUQUE GuideDAVENPORT GuideFAIRFIELD Guide
Research
Advisor Fees in IowaNational Fee Analysis
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