Unclaimed Profile

Minoo Seraji-Spellerberg

PRINCIPAL ENTERPRISE CAPITAL, LLC·DES MOINES, Iowa

SIE, Series 7, Series 24, Series 63, Series 65Clean record25 years registeredPRINCIPAL ENTERPRISE CAPITAL, LLC

801 GRAND AVENUE, DES MOINES, IA 50392-0720CRD# 2756308Firm CRD# 157574

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Minoo Seraji-Spellerberg · DES MOINES, IA

Registration

CRD #2756308 · PRINCIPAL ENTERPRISE CAPITAL, LLC · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PRINCIPAL ENTERPRISE CAPITAL, LLC

PRINCIPAL GLOBAL INVESTORS

Aug 2007 – Apr 2016

DES MOINES, IA

PRINCOR FINANCIAL SERVICES CORPORATION

Apr 2001 – Aug 2007

DES MOINES, IA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · April 25, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PRINCIPAL ENTERPRISE CAPITAL, LLC

CRD 157574 · SEC 801-73645

Employees

Total firm employees

Services offered by PRINCIPAL ENTERPRISE CAPITAL, LLC

Per Form ADV

Other

View all advisors at PRINCIPAL ENTERPRISE CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Minoo Seraji-Spellerberg offer?

Minoo Seraji-Spellerberg is a registered financial advisor in DES MOINES, Iowa.

What are Minoo Seraji-Spellerberg's credentials?

Minoo Seraji-Spellerberg is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Minoo Seraji-Spellerberg located?

Minoo Seraji-Spellerberg is based in DES MOINES, Iowa, last registered with PRINCIPAL ENTERPRISE CAPITAL, LLC.

How does Minoo Seraji-Spellerberg charge for services?

Minoo Seraji-Spellerberg's firm is compensated through other: none. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PRINCIPAL ENTERPRISE CAPITAL, LLC?

PRINCIPAL ENTERPRISE CAPITAL, LLC has approximately 2 employees. The firm is registered with the SEC as an investment adviser.

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