AdvisorOS Directory
Claim Profile
Unclaimed Profile
PB

Patricia Ann Bailey

PRINCIPAL ENTERPRISE CAPITAL, LLC·DES MOINES, Iowa
SIE, Series 6, Series 63Clean recordPRINCIPAL ENTERPRISE CAPITAL, LLC
801 GRAND AVE, DES MOINES, IA 50392-0001CRD# 5071034Firm CRD# 157574

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Patricia Ann Bailey · DES MOINES, IA
Registration
CRD #5071034 · PRINCIPAL ENTERPRISE CAPITAL, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
PRINCIPAL ENTERPRISE CAPITAL, LLC
CRD 157574 · SEC 801-73645
Employees
2
Total firm employees
Services offered by PRINCIPAL ENTERPRISE CAPITAL, LLC
Per Form ADV
Other
View all advisors at PRINCIPAL ENTERPRISE CAPITAL, LLC →
Introduction

Speak with Patricia

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Patricia is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in DES MOINES?

Browse all registered financial advisors in DES MOINES, Iowa or claim this profile if it's yours.

Browse DES MOINES AdvisorsAre you this advisor? Claim profile
04

Frequently Asked Questions

What services does Patricia Ann Bailey offer?
Patricia Ann Bailey is a registered financial advisor in DES MOINES, Iowa. Contact their office for details on services offered.
What are Patricia Ann Bailey's credentials?
Patricia Ann Bailey is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Patricia Ann Bailey located?
Patricia Ann Bailey is based in DES MOINES, Iowa, working with PRINCIPAL ENTERPRISE CAPITAL, LLC. Their office serves clients in the DES MOINES metropolitan area and surrounding communities.
How does Patricia Ann Bailey charge for services?
Patricia Ann Bailey's firm is compensated through other: none. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PRINCIPAL ENTERPRISE CAPITAL, LLC?
PRINCIPAL ENTERPRISE CAPITAL, LLC has approximately 2 employees. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at PRINCIPAL ENTERPRISE CAPITAL, LLC

Minoo Seraji-Spellerberg
DES MOINES, IA

More Advisors in DES MOINES, Iowa

Samuel B O'brien
CAPITAL VIEW WEALTH MANAGEMENT, LLC·DES MOINES, IA
Adam Stone Claypool
BRIDGEPOINT CAPITAL PARTNERS, LLC·DES MOINES, IA
Michael Jon Beer
PRINCIPAL GLOBAL INVESTORS, LLC·DES MOINES, IA
David James Brown
PRINCIPAL MANAGEMENT CORP·DES MOINES, IA
Catherine Meaghan Alvarez
PRINCIPAL SECURITIES, INC.·DES MOINES, IA
Brock Jeffrey Cooper
PRINCIPAL SECURITIES, INC.·DES MOINES, IA

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Iowa
WEST DES MOINES (96)CEDAR RAPIDS (60)DUBUQUE (46)FAIRFIELD (27)DAVENPORT (26)URBANDALE (12)WATERLOO (10)CLIVE (9)WAVERLY (9)AMES (8)
City Guides
WEST DES MOINES GuideCEDAR RAPIDS GuideDUBUQUE GuideFAIRFIELD GuideDAVENPORT Guide
Research
Advisor Fees in IowaNational Fee Analysis
Request removal of this profile