Unclaimed Profile

Michael Francis Murray

PRINCIPAL SECURITIES, INC.·DES MOINES, Iowa

SIE, Series 4, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 65, Series 99TOClean record16 years registeredPRINCIPAL SECURITIES, INC.

711 HIGH STREET, DES MOINES, IA 50392CRD# 2074275Firm CRD# 1137

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Francis Murray · DES MOINES, IA

Registration

CRD #2074275 · PRINCIPAL SECURITIES, INC. · 16 years registered

Brand Profile

Not yet started

Career History

PRINCIPAL SECURITIES, INC.

Aug 2018 – present

LINCOLN FINANCIAL ADVISORS CORPORATION

Oct 2009 – Dec 2016

FORT WAYNE, IN

LINCOLN FINANCIAL SECURITIES CORPORATION

Sep 2009 – Feb 2017

CONCORD, NH

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 52TO

Series 53

Series 63

Series 65

Series 99TO

Registration record

First registered · September 29, 2009

Years registered · 16

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PRINCIPAL SECURITIES, INC.

CRD 1137 · SEC 801-54949

AUM

$12.1B

Regulatory assets under management

Employees

1,349

54,844 client accounts

Services offered by PRINCIPAL SECURITIES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at PRINCIPAL SECURITIES, INC. →

Introduction

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Frequently Asked Questions

What services does Michael Francis Murray offer?

Michael Francis Murray specializes in Financial Planning, Investment Management. Contact their office in DES MOINES, Iowa for a consultation.

What are Michael Francis Murray's credentials?

Michael Francis Murray is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael Francis Murray located?

Michael Francis Murray is based in DES MOINES, Iowa, working with PRINCIPAL SECURITIES, INC.. Their office serves clients in the DES MOINES metropolitan area and surrounding communities.

How does Michael Francis Murray charge for services?

Michael Francis Murray's firm is compensated through percentage of aum, hourly charges, subscription fees, other: seminar fees, solicitors fees, subscription consulting fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PRINCIPAL SECURITIES, INC.?

PRINCIPAL SECURITIES, INC. has approximately 1349 employees and manages $12.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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