Unclaimed Profile

David Daniel Harkin

DES MOINES INVESTMENTS, LLC·DES MOINES, Iowa

SIE, Series 3, Series 7, Series 63CFP ChFC27 years registeredDES MOINES INVESTMENTS, LLC

2 EAST ARMY POST RD, DES MOINES, IA 50315-5821CRD# 2369348Firm CRD# 146322

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Daniel Harkin · DES MOINES, IA

Registration

CRD #2369348 · DES MOINES INVESTMENTS, LLC · 27 years registered

Brand Profile

Not yet started

Career History

DES MOINES INVESTMENTS, LLC

Jan 2008 – present

STONEFIELD INVESTMENT ADVISORY, INC.

Nov 2006 – Jul 2008

DES MOINES, IA

AMERIPRISE FINANCIAL SERVICES, INC.

Jan 1999 – Nov 2006

DES MOINES, IA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 63

Registration record

First registered · January 1, 1999

Years registered · 27

Professional designations · CFP, ChFC

Disclosure History

2022Regulatory·Final

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

DES MOINES INVESTMENTS, LLC

CRD 146322 · SEC 801-122812

AUM

$170M

Regulatory assets under management

Employees

1,000 client accounts

Services offered by DES MOINES INVESTMENTS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at DES MOINES INVESTMENTS, LLC →

Introduction

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Frequently Asked Questions

What services does David Daniel Harkin offer?

David Daniel Harkin specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in DES MOINES, Iowa for a consultation.

What are David Daniel Harkin's credentials?

David Daniel Harkin holds the following professional designations: CFP, ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is David Daniel Harkin located?

David Daniel Harkin is based in DES MOINES, Iowa, working with DES MOINES INVESTMENTS, LLC. Their office serves clients in the DES MOINES metropolitan area and surrounding communities.

How does David Daniel Harkin charge for services?

David Daniel Harkin's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DES MOINES INVESTMENTS, LLC?

DES MOINES INVESTMENTS, LLC has approximately 4 employees and manages $170M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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