Unclaimed Profile

Matthew Sean Kimberley

DES MOINES INVESTMENTS, LLC·DES MOINES, Iowa

SIE, Series 7, Series 63, Series 6527 years registeredDES MOINES INVESTMENTS, LLC

2 EAST ARMY POST RD, DES MOINES, IA 50315-5821CRD# 2701092Firm CRD# 146322

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Matthew Sean Kimberley · DES MOINES, IA

Registration

CRD #2701092 · DES MOINES INVESTMENTS, LLC · 27 years registered

Brand Profile

Not yet started

Career History

DES MOINES INVESTMENTS, LLC

Dec 2021 – present

DES MOINES WEALTH MANAGEMENT LLC

Nov 2021 – Dec 2023

URBANDALE, IA

DES MOINES INVESTMENTS, LLC

Aug 2020 – Nov 2021

Urbandale, IA

AMERICAN EXPRESS FINANCIAL ADVISORS, INC.

Apr 1999 – Apr 2002

WEST DES MOINES, IA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · April 1, 1999

Years registered · 27

Disclosure History

2022Regulatory·Final

2002Customer Dispute·Settled

2002Employment Separation After Allegations

5 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

DES MOINES INVESTMENTS, LLC

CRD 146322 · SEC 801-122812

AUM

$170M

Regulatory assets under management

Employees

1,000 client accounts

Services offered by DES MOINES INVESTMENTS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at DES MOINES INVESTMENTS, LLC →

Introduction

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Frequently Asked Questions

What services does Matthew Sean Kimberley offer?

Matthew Sean Kimberley specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in DES MOINES, Iowa for a consultation.

What are Matthew Sean Kimberley's credentials?

Matthew Sean Kimberley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Matthew Sean Kimberley located?

Matthew Sean Kimberley is based in DES MOINES, Iowa, working with DES MOINES INVESTMENTS, LLC. Their office serves clients in the DES MOINES metropolitan area and surrounding communities.

How does Matthew Sean Kimberley charge for services?

Matthew Sean Kimberley's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DES MOINES INVESTMENTS, LLC?

DES MOINES INVESTMENTS, LLC has approximately 4 employees and manages $170M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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