Unclaimed Profile

Eugene Michael Mulligan

LINCOLN FINANCIAL SECURITIES CORPORATION·FORT WAYNE, Indiana

SIE, Series 3, Series 7, Series 7TO, Series 8, Series 9, Series 10, Series 24, Series 63, Series 65Clean record22 years registeredLINCOLN FINANCIAL SECURITIES CORPORATION

1300 SOUTH CLINTON STREET, FORT WAYNE, IN 46802CRD# 1628667Firm CRD# 3870

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Eugene Michael Mulligan · FORT WAYNE, IN

Registration

CRD #1628667 · LINCOLN FINANCIAL SECURITIES CORPORATION · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: LINCOLN FINANCIAL SECURITIES CORPORATION

ROCKEFELLER CAPITAL MANAGEMENT

Jan 2019 – Jul 2020

Hamilton Township, NJ

LINCOLN FINANCIAL ADVISORS CORPORATION

Jan 2014 – Jul 2018

PHILADELPHIA, PA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Dec 2008 – Oct 2013

JERSEY CITY, NJ

MANAGED ACCOUNT ADVISORS LLC

Mar 2007 – Oct 2013

JERSEY CITY, NJ

MERRILL LYNCH PIERCE FENNER & SMITH INC.

Aug 2004 – Jun 2007

JERSEY CITY, NJ

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 7TO

Series 8

Series 9

Series 10

Series 24

Series 63

Series 65

Registration record

First registered · August 11, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

OSAIC FS, INC.

CRD 3870 · SEC 801-23151

AUM

$4.5B

Regulatory assets under management

Employees

655

21,454 client accounts

Services offered by OSAIC FS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at OSAIC FS, INC. →

Introduction

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Frequently Asked Questions

What services does Eugene Michael Mulligan offer?

Eugene Michael Mulligan specializes in Financial Planning, Investment Management, Wealth Management.

What are Eugene Michael Mulligan's credentials?

Eugene Michael Mulligan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Eugene Michael Mulligan located?

Eugene Michael Mulligan is based in FORT WAYNE, Indiana, last registered with LINCOLN FINANCIAL SECURITIES CORPORATION.

How does Eugene Michael Mulligan charge for services?

Eugene Michael Mulligan's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LINCOLN FINANCIAL SECURITIES CORPORATION?

LINCOLN FINANCIAL SECURITIES CORPORATION has approximately 655 employees and manages $4.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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