Unclaimed Profile

Patrick Joseph Caulfield

LINCOLN FINANCIAL SECURITIES CORPORATION·FORT WAYNE, Indiana

SIE, Series 7, Series 24, Series 51, Series 66Clean record23 years registeredLINCOLN FINANCIAL SECURITIES CORPORATION

1300 SOUTH CLINTON STREET, FORT WAYNE, IN 46802CRD# 4537376Firm CRD# 3870

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Patrick Joseph Caulfield · FORT WAYNE, IN

Registration

CRD #4537376 · LINCOLN FINANCIAL SECURITIES CORPORATION · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: LINCOLN FINANCIAL SECURITIES CORPORATION

LINCOLN FINANCIAL ADVISORS CORPORATION

Jul 2013 – Dec 2019

HARTFORD, CT

LINCOLN FINANCIAL SECURITIES CORPORATION

Jul 2013 – Dec 2019

HARTFORD, CT

LINCOLN FINANCIAL DISTRIBUTORS, INC.

Jun 2003 – Mar 2011

HARTFORD, CT

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 51

Series 66

Registration record

First registered · June 19, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

OSAIC FS, INC.

CRD 3870 · SEC 801-23151

AUM

$4.5B

Regulatory assets under management

Employees

655

21,454 client accounts

Services offered by OSAIC FS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at OSAIC FS, INC. →

Introduction

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Frequently Asked Questions

What services does Patrick Joseph Caulfield offer?

Patrick Joseph Caulfield specializes in Financial Planning, Investment Management, Wealth Management.

What are Patrick Joseph Caulfield's credentials?

Patrick Joseph Caulfield is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Patrick Joseph Caulfield located?

Patrick Joseph Caulfield is based in FORT WAYNE, Indiana, last registered with LINCOLN FINANCIAL SECURITIES CORPORATION.

How does Patrick Joseph Caulfield charge for services?

Patrick Joseph Caulfield's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LINCOLN FINANCIAL SECURITIES CORPORATION?

LINCOLN FINANCIAL SECURITIES CORPORATION has approximately 655 employees and manages $4.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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