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Carl Raymond Pawsat

LINCOLN FINANCIAL SECURITIES CORPORATION·FORT WAYNE, Indiana
SIE, Series 27, Series 99TOClean recordLINCOLN FINANCIAL SECURITIES CORPORATION
1301 SOUTH HARRISON STREET, FORT WAYNE, IN 46802CRD# 6133845Firm CRD# 3870

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Carl Raymond Pawsat · FORT WAYNE, IN
Registration
CRD #6133845 · LINCOLN FINANCIAL SECURITIES CORPORATION
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 27
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
OSAIC FS, INC.
CRD 3870 · SEC 801-23151
AUM
$4.5B
Regulatory assets under management
Employees
655
21,454 client accounts
Services offered by OSAIC FS, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Charitable organization or education services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at OSAIC FS, INC. →
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Frequently Asked Questions

What services does Carl Raymond Pawsat offer?
Carl Raymond Pawsat specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in FORT WAYNE, Indiana for a consultation.
What are Carl Raymond Pawsat's credentials?
Carl Raymond Pawsat is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Carl Raymond Pawsat located?
Carl Raymond Pawsat is based in FORT WAYNE, Indiana, working with LINCOLN FINANCIAL SECURITIES CORPORATION. Their office serves clients in the FORT WAYNE metropolitan area and surrounding communities.
How does Carl Raymond Pawsat charge for services?
Carl Raymond Pawsat's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is LINCOLN FINANCIAL SECURITIES CORPORATION?
LINCOLN FINANCIAL SECURITIES CORPORATION has approximately 655 employees and manages $4.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at LINCOLN FINANCIAL SECURITIES CORPORATION

Eugene Michael Mulligan
FORT WAYNE, IN
Kenneth J. Elder
FORT WAYNE, IN
Namita Hirang Patel
FORT WAYNE, IN
Patrick Joseph Caulfield
FORT WAYNE, IN
Thomas Clifton Eusebio
FORT WAYNE, IN
ChFC
Brian Michael Dixon
FORT WAYNE, IN

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