Unclaimed Profile

Brian Christopher Davis

CX INSTITUTIONAL, LLC·AUBURN, Indiana

SIE, Series 7, Series 63CFPClean record23 years registeredCX INSTITUTIONAL, LLC

200 EAST 7TH STREET, AUBURN, IN 46706CRD# 3142471Firm CRD# 292627

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian Christopher Davis · AUBURN, IN

Registration

CRD #3142471 · CX INSTITUTIONAL, LLC · 23 years registered

Brand Profile

Not yet started

Career History

CX INSTITUTIONAL, LLC

Feb 2019 – present

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Oct 2015 – Feb 2019

WOODWAY, TX

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Jul 2011 – Oct 2015

WACO, TX

WELLS FARGO ADVISORS, LLC

Jan 2008 – Jul 2011

WACO, TX

A. G. EDWARDS & SONS, INC.

Oct 2002 – Jan 2008

WACO, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Registration record

First registered · October 9, 2002

Years registered · 23

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CX INSTITUTIONAL, LLC

CRD 292627 · SEC 801-112742

AUM

$3.3B

Regulatory assets under management

Employees

10,540 client accounts

Services offered by CX INSTITUTIONAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CX INSTITUTIONAL, LLC →

Introduction

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Frequently Asked Questions

What services does Brian Christopher Davis offer?

Brian Christopher Davis specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in AUBURN, Indiana for a consultation.

What are Brian Christopher Davis's credentials?

Brian Christopher Davis holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Brian Christopher Davis located?

Brian Christopher Davis is based in AUBURN, Indiana, working with CX INSTITUTIONAL, LLC. Their office serves clients in the AUBURN metropolitan area and surrounding communities.

How does Brian Christopher Davis charge for services?

Brian Christopher Davis's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CX INSTITUTIONAL, LLC?

CX INSTITUTIONAL, LLC has approximately 85 employees and manages $3.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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