Unclaimed Profile

Kristy Marie Haley

CETERA INVESTMENT ADVISERS LLC·SCHAUMBURG, Illinois

SIE, Series 7, Series 14, Series 24, Series 63, Series 65Clean record20 years registeredCETERA INVESTMENT ADVISERS LLC

1450 AMERICAN LANE, SCHAUMBURG, IL 60173-2096CRD# 4022155Firm CRD# 105644

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kristy Marie Haley · SCHAUMBURG, IL

Registration

CRD #4022155 · CETERA INVESTMENT ADVISERS LLC · 20 years registered

Brand Profile

Not yet started

Career History

AVANTAX PLANNING PARTNERS, INC.

Apr 2024 – present

CETERA INVESTMENT MANAGEMENT LLC

Jan 2016 – present

CETERA FINANCIAL SPECIALISTS LLC

May 2012 – present

CETERA INVESTMENT ADVISERS LLC

May 2012 – present

CETERA ADVISORS LLC

Mar 2011 – present

CETERA INVESTMENT SERVICES LLC

Mar 2011 – present

CETERA WEALTH SERVICES, LLC

Mar 2011 – present

AVANTAX ADVISORY SERVICES

Apr 2024 – Sep 2025

EL SEGUNDO, CA

CETERA ADVISORS LLC

May 2012 – Mar 2024

GREENWOOD VILLAGE, IL

CETERA ADVISOR NETWORKS LLC

Mar 2011 – Jun 2023

EL SEGUNDO, CA

INVEST FINANCIAL CORPORATION

May 2008 – Mar 2011

TAMPA, FL

GUNNALLEN FINANCIAL, INC

Aug 2006 – May 2008

TAMPA, FL

FPC SERVICES, INC.

May 2006 – Jul 2006

TAMPA, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 14

Series 24

Series 63

Series 65

Registration record

First registered · May 10, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CETERA INVESTMENT ADVISERS LLC

CRD 105644 · SEC 801-20406

AUM

$104.5B

Regulatory assets under management

Employees

6,648

423,554 client accounts

Services offered by CETERA INVESTMENT ADVISERS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CETERA INVESTMENT ADVISERS LLC →

Introduction

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Frequently Asked Questions

What services does Kristy Marie Haley offer?

Kristy Marie Haley specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SCHAUMBURG, Illinois for a consultation.

What are Kristy Marie Haley's credentials?

Kristy Marie Haley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kristy Marie Haley located?

Kristy Marie Haley is based in SCHAUMBURG, Illinois, working with CETERA INVESTMENT ADVISERS LLC. Their office serves clients in the SCHAUMBURG metropolitan area and surrounding communities.

How does Kristy Marie Haley charge for services?

Kristy Marie Haley's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CETERA INVESTMENT ADVISERS LLC?

CETERA INVESTMENT ADVISERS LLC has approximately 6648 employees and manages $104.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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