Unclaimed Profile

Joseph Andrew Cook

ARETE WEALTH ADVISORS, LLC·SCHAUMBURG, Illinois

SIE, Series 7, Series 9, Series 10, Series 22TO, Series 24, Series 63, Series 65Clean record21 years registeredARETE WEALTH ADVISORS, LLC

1699 E. WOODFIELD RD. SUITE 565, SCHAUMBURG, IL 60173CRD# 4080458Firm CRD# 145488

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joseph Andrew Cook · SCHAUMBURG, IL

Registration

CRD #4080458 · ARETE WEALTH ADVISORS, LLC · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ARETE WEALTH ADVISORS, LLC

ARETE WEALTH ADVISORS, LLC

Dec 2008 – Mar 2014

SCHAUMBURG, IL

AMERIPRISE FINANCIAL SERVICES, INC.

Feb 2005 – Nov 2008

SCHAUMBURG, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 22TO

Series 24

Series 63

Series 65

Registration record

First registered · February 4, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ARETE WEALTH ADVISORS, LLC

CRD 145488 · SEC 801-69827

AUM

$2.7B

Regulatory assets under management

Employees

130

5,251 client accounts

Services offered by ARETE WEALTH ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ARETE WEALTH ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Joseph Andrew Cook offer?

Joseph Andrew Cook specializes in Financial Planning, Investment Management, Wealth Management.

What are Joseph Andrew Cook's credentials?

Joseph Andrew Cook is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joseph Andrew Cook located?

Joseph Andrew Cook is based in SCHAUMBURG, Illinois, last registered with ARETE WEALTH ADVISORS, LLC.

How does Joseph Andrew Cook charge for services?

Joseph Andrew Cook's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees, other: sharing in underwriting fees from an affiliated broker-dealer. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ARETE WEALTH ADVISORS, LLC?

ARETE WEALTH ADVISORS, LLC has approximately 130 employees and manages $2.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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