Unclaimed Profile

John Herman Cox

COX FINANCIAL GROUP, LTD.·SCHAUMBURG, Illinois

Series 22, Series 39, Series 6328 years registeredCOX FINANCIAL GROUP, LTD.

1051 PERIMETER DRIVE, SCHAUMBURG, IL 60173-5807CRD# 1944308Firm CRD# 123955

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Herman Cox · SCHAUMBURG, IL

Registration

CRD #1944308 · COX FINANCIAL GROUP, LTD. · 28 years registered

Brand Profile

Not yet started

Career History

COX FINANCIAL GROUP, LTD.

May 1998 – present

Registrations & Exams

FINRA examinations passed

Series 22

Series 39

Series 63

Registration record

First registered · May 9, 1998

Years registered · 28

Disclosure History

2004Regulatory·Final

1990Regulatory·Final

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, limited to the records FINRA BrokerCheck displays, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

COX FINANCIAL GROUP, LTD.

CRD 123955 · SEC 801-62084

AUM

$49M

Regulatory assets under management

Employees

35 client accounts

Services offered by COX FINANCIAL GROUP, LTD.

Per Form ADV

Financial planning

Portfolio management (individuals)

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at COX FINANCIAL GROUP, LTD. →

Introduction

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Frequently Asked Questions

What services does John Herman Cox offer?

John Herman Cox specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in SCHAUMBURG, Illinois for a consultation.

What are John Herman Cox's credentials?

John Herman Cox is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Herman Cox located?

John Herman Cox is based in SCHAUMBURG, Illinois, working with COX FINANCIAL GROUP, LTD.. Their office serves clients in the SCHAUMBURG metropolitan area and surrounding communities.

How does John Herman Cox charge for services?

John Herman Cox's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COX FINANCIAL GROUP, LTD.?

COX FINANCIAL GROUP, LTD. has approximately 1 employees and manages $49M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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