Unclaimed Profile

Leann Renee Rummel

CETERA INVESTMENT ADVISERS LLC·SCHAUMBURG, Illinois

SIE, Series 6, Series 7, Series 24, Series 63, Series 99TOClean record13 years registeredCETERA INVESTMENT ADVISERS LLC

1450 AMERICAN LANE, SCHAUMBURG, IL 60173-2096CRD# 1965155Firm CRD# 105644

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Leann Renee Rummel · SCHAUMBURG, IL

Registration

CRD #1965155 · CETERA INVESTMENT ADVISERS LLC · 13 years registered

Brand Profile

Not yet started

Career History

CETERA INVESTMENT ADVISERS LLC

Jan 2014 – present

CETERA INVESTMENT SERVICES LLC

Mar 2013 – Jan 2014

MECHANICSBURG, PA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 99TO

Registration record

First registered · March 12, 2013

Years registered · 13

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CETERA INVESTMENT ADVISERS LLC

CRD 105644 · SEC 801-20406

AUM

$104.5B

Regulatory assets under management

Employees

6,648

423,554 client accounts

Services offered by CETERA INVESTMENT ADVISERS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CETERA INVESTMENT ADVISERS LLC →

Introduction

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Frequently Asked Questions

What services does Leann Renee Rummel offer?

Leann Renee Rummel specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SCHAUMBURG, Illinois for a consultation.

What are Leann Renee Rummel's credentials?

Leann Renee Rummel is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Leann Renee Rummel located?

Leann Renee Rummel is based in SCHAUMBURG, Illinois, working with CETERA INVESTMENT ADVISERS LLC. Their office serves clients in the SCHAUMBURG metropolitan area and surrounding communities.

How does Leann Renee Rummel charge for services?

Leann Renee Rummel's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CETERA INVESTMENT ADVISERS LLC?

CETERA INVESTMENT ADVISERS LLC has approximately 6648 employees and manages $104.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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