Unclaimed Profile

Gregg Alan Ruvoli

CETERA INVESTMENT ADVISERS LLC·SCHAUMBURG, Illinois

SIE, Series 6, Series 7, Series 24, Series 26, Series 63, Series 66Clean record15 years registeredCETERA INVESTMENT ADVISERS LLC

200 NORTH MARTINGALE ROAD, SCHAUMBURG, IL 60173-2096CRD# 2842596Firm CRD# 105644

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gregg Alan Ruvoli · SCHAUMBURG, IL

Registration

CRD #2842596 · CETERA INVESTMENT ADVISERS LLC · 15 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT ADVISERS LLC

Jul 2020 – Nov 2022

HINSDALE, IL

CETERA INVESTMENT ADVISERS LLC

Apr 2011 – Jul 2020

SCHAUMBURG, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 26

Series 63

Series 66

Registration record

First registered · April 13, 2011

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CETERA INVESTMENT ADVISERS LLC

CRD 105644 · SEC 801-20406

AUM

$104.5B

Regulatory assets under management

Employees

6,648

423,554 client accounts

Services offered by CETERA INVESTMENT ADVISERS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CETERA INVESTMENT ADVISERS LLC →

Introduction

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Frequently Asked Questions

What services does Gregg Alan Ruvoli offer?

Gregg Alan Ruvoli specializes in Financial Planning, Investment Management, Wealth Management.

What are Gregg Alan Ruvoli's credentials?

Gregg Alan Ruvoli is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gregg Alan Ruvoli located?

Gregg Alan Ruvoli is based in SCHAUMBURG, Illinois, last registered with CETERA INVESTMENT ADVISERS LLC.

How does Gregg Alan Ruvoli charge for services?

Gregg Alan Ruvoli's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CETERA INVESTMENT ADVISERS LLC?

CETERA INVESTMENT ADVISERS LLC has approximately 6648 employees and manages $104.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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