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Sandra Cole Mcavoy

MIDWESTERN SECURITIES TRADING COMPANY, LLC·EAST PEORIA, Illinois
Clean recordMIDWESTERN SECURITIES TRADING COMPANY, LLC
235 EVERETT ST., EAST PEORIA, IL 61611CRD# 6123977Firm CRD# 101080

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Sandra Cole Mcavoy · EAST PEORIA, IL
Registration
CRD #6123977 · MIDWESTERN SECURITIES TRADING COMPANY, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Sandra Cole Mcavoy is a registered financial advisor based in EAST PEORIA, Illinois, affiliated with MIDWESTERN SECURITIES TRADING COMPANY, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Nonprofits & Foundations
Introduction

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03

Firm Overview

Firm
MIDWESTERN SECURITIES TRADING COMPANY, LLC
MIDWESTERN SECURITIES TRADING CO.,LLC
AUM
$1.3B
Regulatory assets under management
Employees
79
Total firm employees
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
Other
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Commissions
Other: A PERCENTAGE OF ASSETS UNDER 3RD PARTY MANAGEMENT
Regulatory
SEC/IARD CRD# 6123977
Firm CRD# 101080
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Sandra Cole Mcavoy offer?
Sandra Cole Mcavoy specializes in Financial Planning, Investment Management. Contact their office in EAST PEORIA, Illinois for a consultation.
What are Sandra Cole Mcavoy's credentials?
Sandra Cole Mcavoy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Sandra Cole Mcavoy located?
Sandra Cole Mcavoy is based in EAST PEORIA, Illinois, working with MIDWESTERN SECURITIES TRADING COMPANY, LLC. Their office serves clients in the EAST PEORIA metropolitan area and surrounding communities.
How does Sandra Cole Mcavoy charge for services?
Sandra Cole Mcavoy's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, other: a percentage of assets under 3rd party management. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MIDWESTERN SECURITIES TRADING COMPANY, LLC?
MIDWESTERN SECURITIES TRADING COMPANY, LLC has approximately 79 employees and manages $1.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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