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Thomas Stephen Schreier

NUVEEN ASSET MANAGEMENT, LLC·CHICAGO, Illinois
SIE, Series 7, Series 24, Series 63Clean recordNUVEEN ASSET MANAGEMENT, LLC
333 WEST WACKER DRIVE, CHICAGO, IL 60606CRD# 2801855Firm CRD# 155584

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Stephen Schreier · CHICAGO, IL
Registration
CRD #2801855 · NUVEEN ASSET MANAGEMENT, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
NUVEEN ASSET MANAGEMENT, LLC
CRD 155584 · SEC 801-71957
AUM
$239.6B
Regulatory assets under management
Employees
397
59,703 client accounts
Services offered by NUVEEN ASSET MANAGEMENT, LLC
Per Form ADV
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
Pension & Retirement Plans
Introduction

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04

Frequently Asked Questions

What services does Thomas Stephen Schreier offer?
Thomas Stephen Schreier specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.
What are Thomas Stephen Schreier's credentials?
Thomas Stephen Schreier is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Stephen Schreier located?
Thomas Stephen Schreier is based in CHICAGO, Illinois, working with NUVEEN ASSET MANAGEMENT, LLC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.
How does Thomas Stephen Schreier charge for services?
Thomas Stephen Schreier's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NUVEEN ASSET MANAGEMENT, LLC?
NUVEEN ASSET MANAGEMENT, LLC has approximately 397 employees and manages $239.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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