Unclaimed Profile

Diane S Meggs

NUVEEN ASSET MANAGEMENT, LLC·CHICAGO, Illinois

SIE, Series 7, Series 24Clean recordNUVEEN ASSET MANAGEMENT, LLC

333 WEST WACKER DRIVE, CHICAGO, IL 60606CRD# 4111164Firm CRD# 155584

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Diane S Meggs · CHICAGO, IL

Registration

CRD #4111164 · NUVEEN ASSET MANAGEMENT, LLC

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NUVEEN ASSET MANAGEMENT, LLC

CRD 155584 · SEC 801-71957

AUM

$239.6B

Regulatory assets under management

Employees

397

59,703 client accounts

Services offered by NUVEEN ASSET MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at NUVEEN ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Diane S Meggs offer?

Diane S Meggs specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.

What are Diane S Meggs's credentials?

Diane S Meggs is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Diane S Meggs located?

Diane S Meggs is based in CHICAGO, Illinois, working with NUVEEN ASSET MANAGEMENT, LLC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does Diane S Meggs charge for services?

Diane S Meggs's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NUVEEN ASSET MANAGEMENT, LLC?

NUVEEN ASSET MANAGEMENT, LLC has approximately 397 employees and manages $239.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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