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Sherri A Hlavacek

NUVEEN ASSET MANAGEMENT, LLC·CHICAGO, Illinois
SIE, Series 7, Series 27Clean recordNUVEEN ASSET MANAGEMENT, LLC
333 WEST WACKER DRIVE, CHICAGO, IL 60606CRD# 3172686Firm CRD# 155584

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Sherri A Hlavacek · CHICAGO, IL
Registration
CRD #3172686 · NUVEEN ASSET MANAGEMENT, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 27
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
NUVEEN ASSET MANAGEMENT, LLC
CRD 155584 · SEC 801-71957
AUM
$239.6B
Regulatory assets under management
Employees
397
59,703 client accounts
Services offered by NUVEEN ASSET MANAGEMENT, LLC
Per Form ADV
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
Pension & Retirement Plans
View all advisors at NUVEEN ASSET MANAGEMENT, LLC →
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Frequently Asked Questions

What services does Sherri A Hlavacek offer?
Sherri A Hlavacek specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.
What are Sherri A Hlavacek's credentials?
Sherri A Hlavacek is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Sherri A Hlavacek located?
Sherri A Hlavacek is based in CHICAGO, Illinois, working with NUVEEN ASSET MANAGEMENT, LLC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.
How does Sherri A Hlavacek charge for services?
Sherri A Hlavacek's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NUVEEN ASSET MANAGEMENT, LLC?
NUVEEN ASSET MANAGEMENT, LLC has approximately 397 employees and manages $239.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at NUVEEN ASSET MANAGEMENT, LLC

Stuart Jona Cohen
CHICAGO, IL
Diane S Meggs
CHICAGO, IL
Frank Michiel Van Etten
CHICAGO, IL
Jon Mitchell Stevens
CHICAGO, IL
Thomas Stephen Schreier
CHICAGO, IL

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