AdvisorOS Directory
Claim Profile
Unclaimed Profile
SC

Stuart Jona Cohen

NUVEEN ASSET MANAGEMENT, LLC·CHICAGO, Illinois
SIE, Series 7, Series 24, Series 79TOClean recordNUVEEN ASSET MANAGEMENT, LLC
333 WEST WACKER DRIVE, CHICAGO, IL 60606CRD# 3144010Firm CRD# 155584

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stuart Jona Cohen · CHICAGO, IL
Registration
CRD #3144010 · NUVEEN ASSET MANAGEMENT, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 79TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
NUVEEN ASSET MANAGEMENT, LLC
CRD 155584 · SEC 801-71957
AUM
$239.6B
Regulatory assets under management
Employees
397
59,703 client accounts
Services offered by NUVEEN ASSET MANAGEMENT, LLC
Per Form ADV
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
Pension & Retirement Plans
View all advisors at NUVEEN ASSET MANAGEMENT, LLC →
Introduction

Speak with Stuart

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Stuart is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in CHICAGO?

Browse all registered financial advisors in CHICAGO, Illinois or claim this profile if it's yours.

Browse CHICAGO AdvisorsAre you this advisor? Claim profile
04

Frequently Asked Questions

What services does Stuart Jona Cohen offer?
Stuart Jona Cohen specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.
What are Stuart Jona Cohen's credentials?
Stuart Jona Cohen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stuart Jona Cohen located?
Stuart Jona Cohen is based in CHICAGO, Illinois, working with NUVEEN ASSET MANAGEMENT, LLC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.
How does Stuart Jona Cohen charge for services?
Stuart Jona Cohen's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NUVEEN ASSET MANAGEMENT, LLC?
NUVEEN ASSET MANAGEMENT, LLC has approximately 397 employees and manages $239.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at NUVEEN ASSET MANAGEMENT, LLC

Diane S Meggs
CHICAGO, IL
Frank Michiel Van Etten
CHICAGO, IL
Sherri A Hlavacek
CHICAGO, IL
Jon Mitchell Stevens
CHICAGO, IL
Thomas Stephen Schreier
CHICAGO, IL

More Advisors in CHICAGO, Illinois

Martin Barry Kaplan
MESIROW ADVANCED STRATEGIES INC·CHICAGO, IL
Michael Patrick Savino
DODDA ADVISORY SERVICES·CHICAGO, IL
Chad Morgan Feingold
BDT CAPITAL PARTNERS, LLC·CHICAGO, IL
John William Wimbiscus
TRINITY FINANCIAL ADVISORS LLC·CHICAGO, IL
Thomas Francis Meagher
GROSVENOR CAPITAL MANAGEMENT, L.P.·CHICAGO, IL
Brian B. Musso
TRIAD TRADING, LLC·CHICAGO, IL

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Illinois
NAPERVILLE (72)DOWNERS GROVE (62)OAK BROOK (56)NORTHBROOK (52)WHEATON (44)DEERFIELD (42)ROCKFORD (36)EVANSTON (34)SPRINGFIELD (34)BLOOMINGTON (31)
City Guides
NAPERVILLE GuideDOWNERS GROVE GuideOAK BROOK GuideNORTHBROOK GuideWHEATON Guide
Research
Advisor Fees in IllinoisNational Fee Analysis
Request removal of this profile