Unclaimed Profile

Terrence Anthony Scott

UHLMANN INVESTMENT MANAGEMENT, LLC·CHICAGO, Illinois

SIE, Series 3, Series 4, Series 7, Series 9, Series 10, Series 23, Series 24, Series 30, Series 34, Series 63, Series 99TO13 years registeredUHLMANN INVESTMENT MANAGEMENT, LLC

141 W. JACKSON, CHICAGO, IL 60604CRD# 1977582Firm CRD# 118025

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Terrence Anthony Scott · CHICAGO, IL

Registration

CRD #1977582 · UHLMANN INVESTMENT MANAGEMENT, LLC · 13 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: UHLMANN INVESTMENT MANAGEMENT, LLC

WEDBUSH SECURITIES INC.

Jun 2016 – Sep 2024

CHICAGO, IL

UHLMANN INVESTMENT MANAGEMENT, LLC

Apr 2013 – Apr 2016

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 7

Series 9

Series 10

Series 23

Series 24

Series 30

Series 34

Series 63

Series 99TO

Registration record

First registered · April 26, 2013

Years registered · 13

Disclosure History

1978Criminal·Final Disposition

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

UHLMANN INVESTMENT MANAGEMENT, L.L.C.

CRD 118025 · SEC 801-113188

AUM

$237M

Regulatory assets under management

Employees

430 client accounts

Services offered by UHLMANN INVESTMENT MANAGEMENT, L.L.C.

Per Form ADV

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at UHLMANN INVESTMENT MANAGEMENT, L.L.C. →

Introduction

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Frequently Asked Questions

What services does Terrence Anthony Scott offer?

Terrence Anthony Scott specializes in Investment Management, Fee-Only Advisory.

What are Terrence Anthony Scott's credentials?

Terrence Anthony Scott is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Terrence Anthony Scott located?

Terrence Anthony Scott is based in CHICAGO, Illinois, last registered with UHLMANN INVESTMENT MANAGEMENT, LLC.

How does Terrence Anthony Scott charge for services?

Terrence Anthony Scott's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is UHLMANN INVESTMENT MANAGEMENT, LLC?

UHLMANN INVESTMENT MANAGEMENT, LLC has approximately 11 employees and manages $237M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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