Unclaimed Profile

James Dana Baer

UHLMANN INVESTMENT MANAGEMENT, L.L.C.·SKOKIE, Illinois

SIE, Series 4, Series 7, Series 24, Series 27, Series 52TO, Series 53, Series 66, Series 99TOClean record24 years registeredUHLMANN INVESTMENT MANAGEMENT, L.L.C.

5202 OLD ORCHARD ROAD, SKOKIE, IL 60077CRD# 9936Firm CRD# 118025

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Dana Baer · SKOKIE, IL

Registration

CRD #9936 · UHLMANN INVESTMENT MANAGEMENT, L.L.C. · 24 years registered

Brand Profile

Not yet started

Career History

UHLMANN INVESTMENT MANAGEMENT, L.L.C.

Sep 2001 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 27

Series 52TO

Series 53

Series 66

Series 99TO

Registration record

First registered · September 18, 2001

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

UHLMANN INVESTMENT MANAGEMENT, L.L.C.

CRD 118025 · SEC 801-113188

AUM

$237M

Regulatory assets under management

Employees

430 client accounts

Services offered by UHLMANN INVESTMENT MANAGEMENT, L.L.C.

Per Form ADV

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at UHLMANN INVESTMENT MANAGEMENT, L.L.C. →

Introduction

Speak with James

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if James is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in SKOKIE?

Browse all registered financial advisors in SKOKIE, Illinois or claim this profile if it's yours.

Browse SKOKIE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does James Dana Baer offer?

James Dana Baer specializes in Investment Management, Fee-Only Advisory. Contact their office in SKOKIE, Illinois for a consultation.

What are James Dana Baer's credentials?

James Dana Baer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Dana Baer located?

James Dana Baer is based in SKOKIE, Illinois, working with UHLMANN INVESTMENT MANAGEMENT, L.L.C.. Their office serves clients in the SKOKIE metropolitan area and surrounding communities.

How does James Dana Baer charge for services?

James Dana Baer's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is UHLMANN INVESTMENT MANAGEMENT, L.L.C.?

UHLMANN INVESTMENT MANAGEMENT, L.L.C. has approximately 11 employees and manages $237M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →