Unclaimed Profile

Alan Robert Konn

UHLMANN INVESTMENT MANAGEMENT, L.L.C.·SKOKIE, Illinois

SIE, Series 3, Series 7, Series 24, Series 31, Series 63, Series 65Clean record17 years registeredUHLMANN INVESTMENT MANAGEMENT, L.L.C.

5202 OLD ORCHARD ROAD, SKOKIE, IL 60077CRD# 1406973Firm CRD# 118025

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Alan Robert Konn · SKOKIE, IL

Registration

CRD #1406973 · UHLMANN INVESTMENT MANAGEMENT, L.L.C. · 17 years registered

Brand Profile

Not yet started

Career History

UHLMANN INVESTMENT MANAGEMENT, L.L.C.

Feb 2009 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 24

Series 31

Series 63

Series 65

Registration record

First registered · February 23, 2009

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

UHLMANN INVESTMENT MANAGEMENT, L.L.C.

CRD 118025 · SEC 801-113188

AUM

$237M

Regulatory assets under management

Employees

430 client accounts

Services offered by UHLMANN INVESTMENT MANAGEMENT, L.L.C.

Per Form ADV

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at UHLMANN INVESTMENT MANAGEMENT, L.L.C. →

Introduction

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Frequently Asked Questions

What services does Alan Robert Konn offer?

Alan Robert Konn specializes in Investment Management, Fee-Only Advisory. Contact their office in SKOKIE, Illinois for a consultation.

What are Alan Robert Konn's credentials?

Alan Robert Konn is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Alan Robert Konn located?

Alan Robert Konn is based in SKOKIE, Illinois, working with UHLMANN INVESTMENT MANAGEMENT, L.L.C.. Their office serves clients in the SKOKIE metropolitan area and surrounding communities.

How does Alan Robert Konn charge for services?

Alan Robert Konn's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is UHLMANN INVESTMENT MANAGEMENT, L.L.C.?

UHLMANN INVESTMENT MANAGEMENT, L.L.C. has approximately 11 employees and manages $237M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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