Unclaimed Profile

Denise Marie Poling

UHLMANN INVESTMENT MANAGEMENT, L.L.C.·CHICAGO, Illinois

SIE, Series 7, Series 9, Series 10, Series 14, Series 23, Series 24, Series 63, Series 66, Series 99TOClean record22 years registeredUHLMANN INVESTMENT MANAGEMENT, L.L.C.

303 WEST MADISON STREET, CHICAGO, IL 60606CRD# 2519433Firm CRD# 118025

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Denise Marie Poling · CHICAGO, IL

Registration

CRD #2519433 · UHLMANN INVESTMENT MANAGEMENT, L.L.C. · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: UHLMANN INVESTMENT MANAGEMENT, L.L.C.

UHLMANN INVESTMENT MANAGEMENT, L.L.C.

Aug 2017 – Jan 2022

CHICAGO, IL

A. G. EDWARDS & SONS, INC.

Dec 2003 – Dec 2007

ORLAND PARK, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 14

Series 23

Series 24

Series 63

Series 66

Series 99TO

Registration record

First registered · December 1, 2003

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

UHLMANN INVESTMENT MANAGEMENT, L.L.C.

CRD 118025 · SEC 801-113188

AUM

$237M

Regulatory assets under management

Employees

430 client accounts

Services offered by UHLMANN INVESTMENT MANAGEMENT, L.L.C.

Per Form ADV

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at UHLMANN INVESTMENT MANAGEMENT, L.L.C. →

Introduction

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Frequently Asked Questions

What services does Denise Marie Poling offer?

Denise Marie Poling specializes in Investment Management, Fee-Only Advisory.

What are Denise Marie Poling's credentials?

Denise Marie Poling is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Denise Marie Poling located?

Denise Marie Poling is based in CHICAGO, Illinois, last registered with UHLMANN INVESTMENT MANAGEMENT, L.L.C..

How does Denise Marie Poling charge for services?

Denise Marie Poling's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is UHLMANN INVESTMENT MANAGEMENT, L.L.C.?

UHLMANN INVESTMENT MANAGEMENT, L.L.C. has approximately 11 employees and manages $237M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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