Unclaimed Profile

Denise Marie Poling

UHLMANN INVESTMENT MANAGEMENT, L.L.C.·CHICAGO, Illinois

Clean recordUHLMANN INVESTMENT MANAGEMENT, L.L.C.

303 WEST MADISON STREET, CHICAGO, IL 60606CRD# 2519433Firm CRD# 118025

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Denise Marie Poling · CHICAGO, IL

Registration

CRD #2519433 · UHLMANN INVESTMENT MANAGEMENT, L.L.C.

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Denise Marie Poling is a registered financial advisor based in CHICAGO, Illinois, affiliated with UHLMANN INVESTMENT MANAGEMENT, L.L.C.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Fee-Only Advisory

Client Types

Individuals

Introduction

Speak with Denise

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Denise is the right fit? Take our 2-minute quiz →

Firm Overview

Firm

UHLMANN INVESTMENT MANAGEMENT, L.L.C.

AUM

$237M

Regulatory assets under management

Employees

Total firm employees

View all advisors at UHLMANN INVESTMENT MANAGEMENT, L.L.C. →

Services

Portfolio management (individuals)

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Regulatory

SEC/IARD CRD# 2519433

Firm CRD# 118025

View on FINRA BrokerCheck →

Looking for a financial advisor in CHICAGO?

Browse all registered financial advisors in CHICAGO, Illinois or claim this profile if it's yours.

Browse CHICAGO Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Denise Marie Poling offer?

Denise Marie Poling specializes in Investment Management, Fee-Only Advisory. Contact their office in CHICAGO, Illinois for a consultation.

What are Denise Marie Poling's credentials?

Denise Marie Poling is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Denise Marie Poling located?

Denise Marie Poling is based in CHICAGO, Illinois, working with UHLMANN INVESTMENT MANAGEMENT, L.L.C.. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does Denise Marie Poling charge for services?

Denise Marie Poling's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is UHLMANN INVESTMENT MANAGEMENT, L.L.C.?

UHLMANN INVESTMENT MANAGEMENT, L.L.C. has approximately 11 employees and manages $237M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →