Unclaimed Profile

Cindy Marie Kelly

UHLMANN INVESTMENT MANAGEMENT, LLC·CHICAGO, Illinois

Clean recordUHLMANN INVESTMENT MANAGEMENT, LLC

141 W. JACKSON, CHICAGO, IL 60604CRD# 3270586Firm CRD# 118025

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Cindy Marie Kelly · CHICAGO, IL

Registration

CRD #3270586 · UHLMANN INVESTMENT MANAGEMENT, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Cindy Marie Kelly is a registered financial advisor based in CHICAGO, Illinois, affiliated with UHLMANN INVESTMENT MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Fee-Only Advisory

Client Types

Individuals

Introduction

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Firm Overview

Firm

UHLMANN INVESTMENT MANAGEMENT, L.L.C.

AUM

$237M

Regulatory assets under management

Employees

Total firm employees

View all advisors at UHLMANN INVESTMENT MANAGEMENT, L.L.C. →

Services

Portfolio management (individuals)

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Regulatory

SEC/IARD CRD# 3270586

Firm CRD# 118025

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Cindy Marie Kelly offer?

Cindy Marie Kelly specializes in Investment Management, Fee-Only Advisory. Contact their office in CHICAGO, Illinois for a consultation.

What are Cindy Marie Kelly's credentials?

Cindy Marie Kelly is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Cindy Marie Kelly located?

Cindy Marie Kelly is based in CHICAGO, Illinois, working with UHLMANN INVESTMENT MANAGEMENT, LLC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does Cindy Marie Kelly charge for services?

Cindy Marie Kelly's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is UHLMANN INVESTMENT MANAGEMENT, LLC?

UHLMANN INVESTMENT MANAGEMENT, LLC has approximately 11 employees and manages $237M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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