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Cindy Marie Kelly

UHLMANN INVESTMENT MANAGEMENT, LLC·CHICAGO, Illinois
SIE, Series 7, Series 24, Series 63, Series 99TOClean recordUHLMANN INVESTMENT MANAGEMENT, LLC
141 W. JACKSON, CHICAGO, IL 60604CRD# 3270586Firm CRD# 118025

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Cindy Marie Kelly · CHICAGO, IL
Registration
CRD #3270586 · UHLMANN INVESTMENT MANAGEMENT, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 63
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
UHLMANN INVESTMENT MANAGEMENT, L.L.C.
CRD 118025 · SEC 801-113188
AUM
$237M
Regulatory assets under management
Employees
11
430 client accounts
Services offered by UHLMANN INVESTMENT MANAGEMENT, L.L.C.
Per Form ADV
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
View all advisors at UHLMANN INVESTMENT MANAGEMENT, L.L.C. →
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Frequently Asked Questions

What services does Cindy Marie Kelly offer?
Cindy Marie Kelly specializes in Investment Management, Fee-Only Advisory. Contact their office in CHICAGO, Illinois for a consultation.
What are Cindy Marie Kelly's credentials?
Cindy Marie Kelly is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Cindy Marie Kelly located?
Cindy Marie Kelly is based in CHICAGO, Illinois, working with UHLMANN INVESTMENT MANAGEMENT, LLC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.
How does Cindy Marie Kelly charge for services?
Cindy Marie Kelly's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is UHLMANN INVESTMENT MANAGEMENT, LLC?
UHLMANN INVESTMENT MANAGEMENT, LLC has approximately 11 employees and manages $237M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at UHLMANN INVESTMENT MANAGEMENT, LLC

Denise Marie Poling
CHICAGO, IL
James Dana Baer
SKOKIE, IL
Alan Robert Konn
SKOKIE, IL
Michael Fitzgerald Dunne
SKOKIE, IL
Terrence Anthony Scott
CHICAGO, IL

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