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Stephen Andrew O'neill

RIVERNORTH CAPITAL MANAGEMENT, LLC·CHICAGO, Illinois
Clean record13 years registeredRIVERNORTH CAPITAL MANAGEMENT, LLC
325 N LASALLE, CHICAGO, IL 60654CRD# 5987880Firm CRD# 122020

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stephen Andrew O'neill · CHICAGO, IL
Registration
CRD #5987880 · RIVERNORTH CAPITAL MANAGEMENT, LLC · 13 years registered
Brand Profile
Not yet started
01

Career History

RIVERNORTH CAPITAL MANAGEMENT, LLC
Dec 2012 – present
02

Registrations & Exams

Registration record
First registered · December 10, 2012
Years registered · 13
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
RIVERNORTH CAPITAL MANAGEMENT, LLC
CRD 122020 · SEC 801-61533
AUM
$6.8B
Regulatory assets under management
Employees
18
30 client accounts
Services offered by RIVERNORTH CAPITAL MANAGEMENT, LLC
Per Form ADV
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Client types served by the firm
Per Form ADV
Institutional Investors
Pension & Retirement Plans
View all advisors at RIVERNORTH CAPITAL MANAGEMENT, LLC →
Introduction

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05

Frequently Asked Questions

What services does Stephen Andrew O'neill offer?
Stephen Andrew O'neill specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.
What are Stephen Andrew O'neill's credentials?
Stephen Andrew O'neill is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephen Andrew O'neill located?
Stephen Andrew O'neill is based in CHICAGO, Illinois, working with RIVERNORTH CAPITAL MANAGEMENT, LLC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.
How does Stephen Andrew O'neill charge for services?
Stephen Andrew O'neill's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RIVERNORTH CAPITAL MANAGEMENT, LLC?
RIVERNORTH CAPITAL MANAGEMENT, LLC has approximately 18 employees and manages $6.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at RIVERNORTH CAPITAL MANAGEMENT, LLC

Brian Harold Schmucker
WEST PALM BEACH, FL
Patrick William Galley
WEST PALM BEACH, FL
Jonathan Michael Mohrhardt
WEST PALM BEACH, FL

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Research
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