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Brian Harold Schmucker

RIVERNORTH CAPITAL MANAGEMENT, LLC·WEST PALM BEACH, Florida
Series 65Clean record25 years registeredRIVERNORTH CAPITAL MANAGEMENT, LLC
360 S. ROSEMARY AVE, WEST PALM BEACH, FL 33401CRD# 4581937Firm CRD# 122020

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Brian Harold Schmucker · WEST PALM BEACH, FL
Registration
CRD #4581937 · RIVERNORTH CAPITAL MANAGEMENT, LLC · 25 years registered
Brand Profile
Not yet started
01

Career History

RIVERNORTH CAPITAL MANAGEMENT, LLC
Jan 2001 – present
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · January 26, 2001
Years registered · 25
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
RIVERNORTH CAPITAL MANAGEMENT, LLC
CRD 122020 · SEC 801-61533
AUM
$6.8B
Regulatory assets under management
Employees
18
30 client accounts
Services offered by RIVERNORTH CAPITAL MANAGEMENT, LLC
Per Form ADV
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Client types served by the firm
Per Form ADV
Institutional Investors
Pension & Retirement Plans
View all advisors at RIVERNORTH CAPITAL MANAGEMENT, LLC →
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05

Frequently Asked Questions

What services does Brian Harold Schmucker offer?
Brian Harold Schmucker specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in WEST PALM BEACH, Florida for a consultation.
What are Brian Harold Schmucker's credentials?
Brian Harold Schmucker is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Brian Harold Schmucker located?
Brian Harold Schmucker is based in WEST PALM BEACH, Florida, working with RIVERNORTH CAPITAL MANAGEMENT, LLC. Their office serves clients in the WEST PALM BEACH metropolitan area and surrounding communities.
How does Brian Harold Schmucker charge for services?
Brian Harold Schmucker's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RIVERNORTH CAPITAL MANAGEMENT, LLC?
RIVERNORTH CAPITAL MANAGEMENT, LLC has approximately 18 employees and manages $6.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at RIVERNORTH CAPITAL MANAGEMENT, LLC

Stephen Andrew O'neill
CHICAGO, IL
Patrick William Galley
WEST PALM BEACH, FL
Jonathan Michael Mohrhardt
WEST PALM BEACH, FL

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Research
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