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Jonathan Michael Mohrhardt

RIVERNORTH CAPITAL MANAGEMENT, LLC·WEST PALM BEACH, Florida
SIE, Series 4, Series 7, Series 24, Series 55, Series 63, Series 65Clean recordRIVERNORTH CAPITAL MANAGEMENT, LLC
360 S. ROSEMARY AVE, WEST PALM BEACH, FL 33401CRD# 3106914Firm CRD# 122020

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Jonathan Michael Mohrhardt · WEST PALM BEACH, FL
Registration
CRD #3106914 · RIVERNORTH CAPITAL MANAGEMENT, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 4
Series 7
Series 24
Series 55
Series 63
Series 65
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
RIVERNORTH CAPITAL MANAGEMENT, LLC
CRD 122020 · SEC 801-61533
AUM
$6.8B
Regulatory assets under management
Employees
18
30 client accounts
Services offered by RIVERNORTH CAPITAL MANAGEMENT, LLC
Per Form ADV
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Client types served by the firm
Per Form ADV
Institutional Investors
Pension & Retirement Plans
View all advisors at RIVERNORTH CAPITAL MANAGEMENT, LLC →
Introduction

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Frequently Asked Questions

What services does Jonathan Michael Mohrhardt offer?
Jonathan Michael Mohrhardt specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in WEST PALM BEACH, Florida for a consultation.
What are Jonathan Michael Mohrhardt's credentials?
Jonathan Michael Mohrhardt is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Jonathan Michael Mohrhardt located?
Jonathan Michael Mohrhardt is based in WEST PALM BEACH, Florida, working with RIVERNORTH CAPITAL MANAGEMENT, LLC. Their office serves clients in the WEST PALM BEACH metropolitan area and surrounding communities.
How does Jonathan Michael Mohrhardt charge for services?
Jonathan Michael Mohrhardt's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RIVERNORTH CAPITAL MANAGEMENT, LLC?
RIVERNORTH CAPITAL MANAGEMENT, LLC has approximately 18 employees and manages $6.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at RIVERNORTH CAPITAL MANAGEMENT, LLC

Stephen Andrew O'neill
CHICAGO, IL
Brian Harold Schmucker
WEST PALM BEACH, FL
Patrick William Galley
WEST PALM BEACH, FL

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Research
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