Claim Profile
Unclaimed Profile
PG

Patrick William Galley

RIVERNORTH CAPITAL MANAGEMENT, LLC·WEST PALM BEACH, Florida
Clean record21 years registeredRIVERNORTH CAPITAL MANAGEMENT, LLC
360 S. ROSEMARY AVE, WEST PALM BEACH, FL 33401CRD# 4869392Firm CRD# 122020

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Patrick William Galley · WEST PALM BEACH, FL
Registration
CRD #4869392 · RIVERNORTH CAPITAL MANAGEMENT, LLC · 21 years registered
Brand Profile
Not yet started
01

Career History

02

Registrations & Exams

Registration record
First registered · November 3, 2004
Years registered · 21
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
RIVERNORTH CAPITAL MANAGEMENT, LLC
CRD 122020 · SEC 801-61533
AUM
$6.8B
Regulatory assets under management
Employees
18
30 client accounts
Services offered by RIVERNORTH CAPITAL MANAGEMENT, LLC
Per Form ADV
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Client types served by the firm
Per Form ADV
Institutional Investors
Pension & Retirement Plans
Introduction

Speak with Patrick

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Patrick is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in WEST PALM BEACH?

Browse all registered financial advisors in WEST PALM BEACH, Florida or claim this profile if it's yours.

05

Frequently Asked Questions

What services does Patrick William Galley offer?
Patrick William Galley specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in WEST PALM BEACH, Florida for a consultation.
What are Patrick William Galley's credentials?
Patrick William Galley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Patrick William Galley located?
Patrick William Galley is based in WEST PALM BEACH, Florida, working with RIVERNORTH CAPITAL MANAGEMENT, LLC. Their office serves clients in the WEST PALM BEACH metropolitan area and surrounding communities.
How does Patrick William Galley charge for services?
Patrick William Galley's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RIVERNORTH CAPITAL MANAGEMENT, LLC?
RIVERNORTH CAPITAL MANAGEMENT, LLC has approximately 18 employees and manages $6.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →