RIVERNORTH CAPITAL MANAGEMENT, LLC

WEST PALM BEACH, Florida·4 registered advisors·CRD# 122020

SEC# 801-615331561-484-7185

01

Firm Overview

AUM

$6.8B

Regulatory assets under management

Employees

18

Total firm employees

Advisors

4

Registered representatives

02

Services & Fees

Advisory Services

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Compensation

Percentage of AUM

Performance-based fees

03

Specialties

Investment Management Retirement Planning Wealth Management

04

Advisors at RIVERNORTH CAPITAL MANAGEMENT, LLC

4 registered advisors

Brian Harold Schmucker

WEST PALM BEACH, Florida

Jonathan Michael Mohrhardt

WEST PALM BEACH, Florida

Patrick William Galley

WEST PALM BEACH, Florida

Stephen Andrew O'neill

CHICAGO, Illinois

05

Office Locations

WEST PALM BEACH, Florida

CHICAGO, Illinois

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Data sourced from SEC Form ADV filings. RIVERNORTH CAPITAL MANAGEMENT, LLC (CRD# 122020) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.