Unclaimed Profile

Stacey Lynn Sargent

CHICAGO CAPITAL, LLC·CHICAGO, Illinois

SIE, Series 7, Series 8, Series 24, Series 63CFP CFAClean record8 years registeredCHICAGO CAPITAL, LLC

135 S. LASALLE, CHICAGO, IL 60603CRD# 2594207Firm CRD# 291624

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stacey Lynn Sargent · CHICAGO, IL

Registration

CRD #2594207 · CHICAGO CAPITAL, LLC · 8 years registered

Brand Profile

Not yet started

Career History

CHICAGO CAPITAL, LLC

Apr 2018 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 8

Series 24

Series 63

Registration record

First registered · April 4, 2018

Years registered · 8

Professional designations · CFP, CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CHICAGO CAPITAL, LLC

CRD 291624 · SEC 801-112280

AUM

$3.5B

Regulatory assets under management

Employees

1,847 client accounts

Services offered by CHICAGO CAPITAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CHICAGO CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Stacey Lynn Sargent offer?

Stacey Lynn Sargent specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.

What are Stacey Lynn Sargent's credentials?

Stacey Lynn Sargent holds the following professional designations: CFP, CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Stacey Lynn Sargent located?

Stacey Lynn Sargent is based in CHICAGO, Illinois, working with CHICAGO CAPITAL, LLC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does Stacey Lynn Sargent charge for services?

Stacey Lynn Sargent's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CHICAGO CAPITAL, LLC?

CHICAGO CAPITAL, LLC has approximately 14 employees and manages $3.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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