Unclaimed Profile

David K Mabie

CHICAGO CAPITAL, LLC·CHICAGO, Illinois

SIE, Series 7, Series 24, Series 63, Series 65CFAClean record19 years registeredCHICAGO CAPITAL, LLC

135 S. LASALLE, CHICAGO, IL 60603CRD# 2072651Firm CRD# 291624

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David K Mabie · CHICAGO, IL

Registration

CRD #2072651 · CHICAGO CAPITAL, LLC · 19 years registered

Brand Profile

Not yet started

Career History

CHICAGO CAPITAL, LLC

Feb 2018 – present

WILLIAM BLAIR & COMPANY L.L.C.

Mar 2007 – Mar 2018

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · March 1, 2007

Years registered · 19

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CHICAGO CAPITAL, LLC

CRD 291624 · SEC 801-112280

AUM

$3.5B

Regulatory assets under management

Employees

1,847 client accounts

Services offered by CHICAGO CAPITAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CHICAGO CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does David K Mabie offer?

David K Mabie specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.

What are David K Mabie's credentials?

David K Mabie holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is David K Mabie located?

David K Mabie is based in CHICAGO, Illinois, working with CHICAGO CAPITAL, LLC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does David K Mabie charge for services?

David K Mabie's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CHICAGO CAPITAL, LLC?

CHICAGO CAPITAL, LLC has approximately 14 employees and manages $3.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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