Unclaimed Profile

Joann Mcclure Seagren

CHICAGO CAPITAL, LLC·CHICAGO, Illinois

Series 3, Series 65Clean record20 years registeredCHICAGO CAPITAL, LLC

135 S. LASALLE, CHICAGO, IL 60603CRD# 4948564Firm CRD# 291624

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joann Mcclure Seagren · CHICAGO, IL

Registration

CRD #4948564 · CHICAGO CAPITAL, LLC · 20 years registered

Brand Profile

Not yet started

Career History

CHICAGO CAPITAL, LLC

Nov 2023 – present

JAG CAPITAL MANAGEMENT LLC

Apr 2019 – Dec 2023

Chicago, IL

CIBC PRIVATE WEALTH ADVISORS, INC.

Sep 2017 – May 2019

Chicago, IL

GENEVA ADVISORS, LLC

Sep 2015 – Sep 2017

CHICAGO, IL

ADVOCATE ASSET MANAGEMENT, LLC

Oct 2012 – Dec 2015

CHICAGO, IL

ADVOCATE ASSET MANAGEMENT, LLC

Mar 2012 – Jun 2012

CHICAGO, IL

CORONADO CAPITAL MANAGEMENT

Dec 2005 – Aug 2008

WOOSTER, OH

Registrations & Exams

FINRA examinations passed

Series 3

Series 65

Registration record

First registered · December 7, 2005

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CHICAGO CAPITAL, LLC

CRD 291624 · SEC 801-112280

AUM

$3.5B

Regulatory assets under management

Employees

1,847 client accounts

Services offered by CHICAGO CAPITAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CHICAGO CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Joann Mcclure Seagren offer?

Joann Mcclure Seagren specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.

What are Joann Mcclure Seagren's credentials?

Joann Mcclure Seagren is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joann Mcclure Seagren located?

Joann Mcclure Seagren is based in CHICAGO, Illinois, working with CHICAGO CAPITAL, LLC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does Joann Mcclure Seagren charge for services?

Joann Mcclure Seagren's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CHICAGO CAPITAL, LLC?

CHICAGO CAPITAL, LLC has approximately 14 employees and manages $3.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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