Unclaimed Profile

James William Mabie

CHICAGO CAPITAL, LLC·CHICAGO, Illinois

SIE, Series 000, Series 40, Series 41, Series 63Clean record8 years registeredCHICAGO CAPITAL, LLC

135 S. LASALLE, CHICAGO, IL 60603CRD# 315550Firm CRD# 291624

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James William Mabie · CHICAGO, IL

Registration

CRD #315550 · CHICAGO CAPITAL, LLC · 8 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CHICAGO CAPITAL, LLC

CHICAGO CAPITAL, LLC

Feb 2018 – May 2021

Chicago, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 000

Series 40

Series 41

Series 63

Registration record

First registered · February 20, 2018

Years registered · 8

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CHICAGO CAPITAL, LLC

CRD 291624 · SEC 801-112280

AUM

$3.5B

Regulatory assets under management

Employees

1,847 client accounts

Services offered by CHICAGO CAPITAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CHICAGO CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does James William Mabie offer?

James William Mabie specializes in Financial Planning, Investment Management, Wealth Management.

What are James William Mabie's credentials?

James William Mabie is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James William Mabie located?

James William Mabie is based in CHICAGO, Illinois, last registered with CHICAGO CAPITAL, LLC.

How does James William Mabie charge for services?

James William Mabie's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CHICAGO CAPITAL, LLC?

CHICAGO CAPITAL, LLC has approximately 14 employees and manages $3.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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