Unclaimed Profile

Kelly Ann O'malley

ATIVO CAPITAL MANAGEMENT, LLC·CHICAGO, Illinois

SIE, Series 7, Series 7TO, Series 63CFAClean record13 years registeredATIVO CAPITAL MANAGEMENT, LLC

120 N LASALLE STREET SUITE 1045, CHICAGO, IL 60602-2493CRD# 6103493Firm CRD# 125303

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kelly Ann O'malley · CHICAGO, IL

Registration

CRD #6103493 · ATIVO CAPITAL MANAGEMENT, LLC · 13 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ATIVO CAPITAL MANAGEMENT, LLC

UBS GLOBAL ASSET MANAGEMENT (AMERICAS) INC.

Jun 2013 – May 2015

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 63

Registration record

First registered · June 12, 2013

Years registered · 13

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ATIVO CAPITAL MANAGEMENT, LLC

CRD 125303 · SEC 801-65975

AUM

$1000M

Regulatory assets under management

Employees

48 client accounts

Services offered by ATIVO CAPITAL MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at ATIVO CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Kelly Ann O'malley offer?

Kelly Ann O'malley specializes in Investment Management, Retirement Planning, Wealth Management.

What are Kelly Ann O'malley's credentials?

Kelly Ann O'malley holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Kelly Ann O'malley located?

Kelly Ann O'malley is based in CHICAGO, Illinois, last registered with ATIVO CAPITAL MANAGEMENT, LLC.

How does Kelly Ann O'malley charge for services?

Kelly Ann O'malley's firm is compensated through percentage of aum, performance-based fees, other: percentage of assets advised that are not regulatory aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ATIVO CAPITAL MANAGEMENT, LLC?

ATIVO CAPITAL MANAGEMENT, LLC has approximately 9 employees and manages $1000M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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