Unclaimed Profile

Dennis Aust

ATIVO CAPITAL MANAGEMENT, LLC·CHICAGO, Illinois

Series 65Clean record12 years registeredATIVO CAPITAL MANAGEMENT, LLC

120 N LASALLE STREET SUITE 2150, CHICAGO, IL 60602-2493CRD# 6322162Firm CRD# 125303

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dennis Aust · CHICAGO, IL

Registration

CRD #6322162 · ATIVO CAPITAL MANAGEMENT, LLC · 12 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ATIVO CAPITAL MANAGEMENT, LLC

ATIVO CAPITAL MANAGEMENT, LLC

Apr 2014 – Dec 2018

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · April 9, 2014

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ATIVO CAPITAL MANAGEMENT, LLC

CRD 125303 · SEC 801-65975

AUM

$1000M

Regulatory assets under management

Employees

48 client accounts

Services offered by ATIVO CAPITAL MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at ATIVO CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Dennis Aust offer?

Dennis Aust specializes in Investment Management, Retirement Planning, Wealth Management.

What are Dennis Aust's credentials?

Dennis Aust is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Dennis Aust located?

Dennis Aust is based in CHICAGO, Illinois, last registered with ATIVO CAPITAL MANAGEMENT, LLC.

How does Dennis Aust charge for services?

Dennis Aust's firm is compensated through percentage of aum, performance-based fees, other: percentage of assets advised that are not regulatory aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ATIVO CAPITAL MANAGEMENT, LLC?

ATIVO CAPITAL MANAGEMENT, LLC has approximately 9 employees and manages $1000M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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