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UBS ASSET MANAGEMENT (AMERICAS) LLC
UBS ASSET MANAGEMENT (AMERICAS) LLC
NEW YORK, New York
·
14 registered advisors
·
CRD# 106838
SEC# 801-34910
15
212-821-3000
01
Firm Overview
AUM
$477.9B
Regulatory assets under management
Employees
823
Total firm employees
Advisors
14
Registered representatives
02
Services & Fees
Advisory Services
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Security ratings or pricing services
Compensation
Percentage of AUM
Subscription fees
Performance-based fees
03
Specialties
Investment Management
Retirement Planning
Wealth Management
04
Advisors at UBS ASSET MANAGEMENT (AMERICAS) LLC
14 registered advisors
Barry John Mullen
NEW YORK, New York
CRD# 1814958
Barry Mitchell Mandinach
NEW YORK, New York
CRD# 1234185
David Sacha Squires
NEW YORK, New York
CRD# 5740167
Emily Marie Kulback
NEW YORK, New York
CRD# 4679776
James Poucher
NEW YORK, New York
CRD# 5915713
John Cyril Moore
NEW YORK, New York
CRD# 2126829
John Gerard Popp
NEW YORK, New York
CRD# 1497733
John L Krieg
NEW YORK, New York
CFA
CRD# 2762138
Joseph Azelby
NEW YORK, New York
CRD# 1362405
Michael Scott Belasco
NEW YORK, New York
CRD# 4649742
Philip George Casparius
NEW YORK, New York
CRD# 2635519
Ralph Mattone
NEW YORK, New York
CRD# 1840894
Ryan Franklin Primmer
NEW YORK, New York
CRD# 2278843
Stephen Murphy
NEW YORK, New York
CRD# 2274169
05
Office Locations
NEW YORK, New York
14 advisors
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Data sourced from SEC Form ADV filings. UBS ASSET MANAGEMENT (AMERICAS) LLC (CRD# 106838) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.