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Michael Stanley Brooks

ATIVO CAPITAL MANAGEMENT, LLC·CHICAGO, Illinois
Series 65Clean record19 years registeredATIVO CAPITAL MANAGEMENT, LLC
120 N LASALLE STREET, CHICAGO, IL 60602-2493CRD# 5218544Firm CRD# 125303

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Michael Stanley Brooks · CHICAGO, IL
Registration
CRD #5218544 · ATIVO CAPITAL MANAGEMENT, LLC · 19 years registered
Brand Profile
Not yet started
01

Career History

ATIVO CAPITAL MANAGEMENT, LLC
Sep 2006 – present
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · September 19, 2006
Years registered · 19
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
ATIVO CAPITAL MANAGEMENT, LLC
CRD 125303 · SEC 801-65975
AUM
$1000M
Regulatory assets under management
Employees
9
48 client accounts
Services offered by ATIVO CAPITAL MANAGEMENT, LLC
Per Form ADV
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Other
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
View all advisors at ATIVO CAPITAL MANAGEMENT, LLC →
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Frequently Asked Questions

What services does Michael Stanley Brooks offer?
Michael Stanley Brooks specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.
What are Michael Stanley Brooks's credentials?
Michael Stanley Brooks is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Michael Stanley Brooks located?
Michael Stanley Brooks is based in CHICAGO, Illinois, working with ATIVO CAPITAL MANAGEMENT, LLC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.
How does Michael Stanley Brooks charge for services?
Michael Stanley Brooks's firm is compensated through percentage of aum, performance-based fees, other: percentage of assets advised that are not regulatory aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ATIVO CAPITAL MANAGEMENT, LLC?
ATIVO CAPITAL MANAGEMENT, LLC has approximately 9 employees and manages $1000M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at ATIVO CAPITAL MANAGEMENT, LLC

Shiqing Huang
CHICAGO, IL
Ricardo Bekin
CHICAGO, IL
Adan Galvan
CHICAGO, IL
Brian Leo Burda
CHICAGO, IL
Dennis Aust
CHICAGO, IL
Kelly Ann O'malley
CHICAGO, IL
CFA

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