Unclaimed Profile

Christopher Vito Parisi

GUGGENHEIM FUNDS DISTRIBUTORS, LLC·CHICAGO, Illinois

SIE, Series 3, Series 6, Series 7, Series 24, Series 63, Series 65Clean record21 years registeredGUGGENHEIM FUNDS DISTRIBUTORS, LLC

227 WEST MONROE STREET, CHICAGO, IL 60606CRD# 2410528Firm CRD# 39805

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Christopher Vito Parisi · CHICAGO, IL

Registration

CRD #2410528 · GUGGENHEIM FUNDS DISTRIBUTORS, LLC · 21 years registered

Brand Profile

Not yet started

Career History

GUGGENHEIM INVESTMENTS

Mar 2014 – present

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

Aug 2004 – Jan 2010

PARSIPPANY, NJ

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 6

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · August 27, 2004

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

CRD 39805 · SEC 801-54810

AUM

$5.9B

Regulatory assets under management

Employees

232

281 client accounts

Services offered by GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Per Form ADV

Portfolio management (pooled investments)

Client types served by the firm

Per Form ADV

Institutional Investors

View all advisors at GUGGENHEIM FUNDS DISTRIBUTORS, LLC →

Introduction

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Frequently Asked Questions

What services does Christopher Vito Parisi offer?

Christopher Vito Parisi specializes in Investment Management. Contact their office in CHICAGO, Illinois for a consultation.

What are Christopher Vito Parisi's credentials?

Christopher Vito Parisi is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Christopher Vito Parisi located?

Christopher Vito Parisi is based in CHICAGO, Illinois, working with GUGGENHEIM FUNDS DISTRIBUTORS, LLC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does Christopher Vito Parisi charge for services?

Christopher Vito Parisi's firm is compensated through percentage of aum, other: index licensing fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GUGGENHEIM FUNDS DISTRIBUTORS, LLC?

GUGGENHEIM FUNDS DISTRIBUTORS, LLC has approximately 232 employees and manages $5.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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