Unclaimed Profile

Robert Dennis Lyman

SEQUOIA WEALTH MANAGEMENT, LLC·BARRINGTON, Illinois

SIE, Series 6, Series 7, Series 24, Series 26, Series 51, Series 63, Series 65ChFC26 years registeredSEQUOIA WEALTH MANAGEMENT, LLC

200 APPLEBEE ST, BARRINGTON, IL 60010CRD# 1184978Firm CRD# 170543

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert Dennis Lyman · BARRINGTON, IL

Registration

CRD #1184978 · SEQUOIA WEALTH MANAGEMENT, LLC · 26 years registered

Brand Profile

Not yet started

Career History

SEQUOIA WEALTH MANAGEMENT, LLC

Oct 2014 – present

LPL FINANCIAL LLC

Sep 2009 – present

ASSOCIATED PLANNERS INVESTMENT ADVISORY INC

May 2004 – Oct 2009

HOFFMAN ESTATES, IL

ASSOCIATED SECURITIES CORP.

Apr 2004 – Sep 2009

NAPERVILLE, IL

SIGNATOR INVESTORS, INC.

Jan 2000 – Mar 2004

SCHAUMBURG, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 26

Series 51

Series 63

Series 65

Registration record

First registered · January 4, 2000

Years registered · 26

Professional designation · ChFC

Disclosure History

2025Judgment / Lien

2024Judgment / Lien

2022Judgment / Lien

2021Judgment / Lien

2019Financial·Pending

6 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SEQUOIA WEALTH MANAGEMENT, LLC

CRD 170543 · SEC 801-80362

AUM

$457M

Regulatory assets under management

Employees

2,593 client accounts

Services offered by SEQUOIA WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SEQUOIA WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Robert Dennis Lyman offer?

Robert Dennis Lyman specializes in Financial Planning, Investment Management. Contact their office in BARRINGTON, Illinois for a consultation.

What are Robert Dennis Lyman's credentials?

Robert Dennis Lyman holds the following professional designations: ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Robert Dennis Lyman located?

Robert Dennis Lyman is based in BARRINGTON, Illinois, working with SEQUOIA WEALTH MANAGEMENT, LLC. Their office serves clients in the BARRINGTON metropolitan area and surrounding communities.

How does Robert Dennis Lyman charge for services?

Robert Dennis Lyman's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SEQUOIA WEALTH MANAGEMENT, LLC?

SEQUOIA WEALTH MANAGEMENT, LLC has approximately 20 employees and manages $457M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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