Unclaimed Profile

Stephanie Leigh Hagan

CARTER FINANCIAL GROUP, INC.·BARRINGTON, Illinois

SIE, Series 7, Series 66Clean record12 years registeredCARTER FINANCIAL GROUP, INC.

200 N. NORTHWEST HIGHWAY, BARRINGTON, IL 60010CRD# 2459538Firm CRD# 301025

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephanie Leigh Hagan · BARRINGTON, IL

Registration

CRD #2459538 · CARTER FINANCIAL GROUP, INC. · 12 years registered

Brand Profile

Not yet started

Career History

MUTUAL SECURITIES, INC.

Oct 2021 – present

CARTER FINANCIAL GROUP, INC.

Oct 2019 – present

VOYA FINANCIAL ADVISORS, INC.

Mar 2014 – Oct 2019

BARRINGTON, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · March 24, 2014

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CARTER FINANCIAL GROUP, INC.

CRD 301025 · SEC 801-118263

AUM

$291M

Regulatory assets under management

Employees

1,986 client accounts

Services offered by CARTER FINANCIAL GROUP, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CARTER FINANCIAL GROUP, INC. →

Introduction

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Frequently Asked Questions

What services does Stephanie Leigh Hagan offer?

Stephanie Leigh Hagan specializes in Financial Planning, Investment Management. Contact their office in BARRINGTON, Illinois for a consultation.

What are Stephanie Leigh Hagan's credentials?

Stephanie Leigh Hagan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephanie Leigh Hagan located?

Stephanie Leigh Hagan is based in BARRINGTON, Illinois, working with CARTER FINANCIAL GROUP, INC.. Their office serves clients in the BARRINGTON metropolitan area and surrounding communities.

How does Stephanie Leigh Hagan charge for services?

Stephanie Leigh Hagan's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CARTER FINANCIAL GROUP, INC.?

CARTER FINANCIAL GROUP, INC. has approximately 9 employees and manages $291M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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