Unclaimed Profile

Kevin Kenneth Carter

CARTER FINANCIAL GROUP, INC.·BARRINGTON, Illinois

SIE, Series 6, Series 7, Series 24, Series 63, Series 65CFP28 years registeredCARTER FINANCIAL GROUP, INC.

200 N. NORTHWEST HIGHWAY, BARRINGTON, IL 60010CRD# 1466159Firm CRD# 301025

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kevin Kenneth Carter · BARRINGTON, IL

Registration

CRD #1466159 · CARTER FINANCIAL GROUP, INC. · 28 years registered

Brand Profile

Not yet started

Career History

CARTER FINANCIAL GROUP, INC.

Oct 2019 – present

VOYA FINANCIAL ADVISORS, INC.

Jul 1998 – Oct 2019

BARRINGTON, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · July 12, 1998

Years registered · 28

Professional designation · CFP

Disclosure History

2003Customer Dispute·Settled

1980Criminal·Final Disposition

1980Employment Separation After Allegations

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CARTER FINANCIAL GROUP, INC.

CRD 301025 · SEC 801-118263

AUM

$291M

Regulatory assets under management

Employees

1,986 client accounts

Services offered by CARTER FINANCIAL GROUP, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CARTER FINANCIAL GROUP, INC. →

Introduction

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Frequently Asked Questions

What services does Kevin Kenneth Carter offer?

Kevin Kenneth Carter specializes in Financial Planning, Investment Management. Contact their office in BARRINGTON, Illinois for a consultation.

What are Kevin Kenneth Carter's credentials?

Kevin Kenneth Carter holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Kevin Kenneth Carter located?

Kevin Kenneth Carter is based in BARRINGTON, Illinois, working with CARTER FINANCIAL GROUP, INC.. Their office serves clients in the BARRINGTON metropolitan area and surrounding communities.

How does Kevin Kenneth Carter charge for services?

Kevin Kenneth Carter's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CARTER FINANCIAL GROUP, INC.?

CARTER FINANCIAL GROUP, INC. has approximately 9 employees and manages $291M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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