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Neil Ray Peplinski

GOOD HARBOR FINANCIAL, LLC·BARRINGTON, Illinois
Unclaimed Profile
215 N OAK RIDGE RD, BARRINGTON, IL 60010CRD# 4673461Firm CRD# 127351
01

About

Neil Ray Peplinski is a registered financial advisor based in BARRINGTON, Illinois, affiliated with GOOD HARBOR FINANCIAL, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Fee-Only Advisory
Client Types
Individuals
Institutional Investors
03

Firm Overview

Firm
GOOD HARBOR FINANCIAL, LLC
GOOD HARBOR FINANCIAL
AUM
$21M
Regulatory assets under management
Employees
5
Total firm employees
View all advisors at GOOD HARBOR FINANCIAL, LLC →
Services
Portfolio management (individuals)
Portfolio management (pooled investments)
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 4673461
Firm CRD# 127351
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Neil Ray Peplinski offer?
Neil Ray Peplinski specializes in Investment Management, Fee-Only Advisory. Contact their office in BARRINGTON, Illinois for a consultation.
What are Neil Ray Peplinski's credentials?
Neil Ray Peplinski is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Neil Ray Peplinski located?
Neil Ray Peplinski is based in BARRINGTON, Illinois, working with GOOD HARBOR FINANCIAL, LLC. Their office serves clients in the BARRINGTON metropolitan area and surrounding communities.
How does Neil Ray Peplinski charge for services?
Neil Ray Peplinski's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is GOOD HARBOR FINANCIAL, LLC?
GOOD HARBOR FINANCIAL, LLC has approximately 5 employees and manages $21M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in BARRINGTON
Michael Miles — THE OPERAND GROUP II LLCYashesh Kamlesh Patel — GOOD HARBOR FINANCIAL, LLCPaul Russell Ingersoll — GOOD HARBOR FINANCIAL, LLCChristopher John Mcgowan — GOOD HARBOR FINANCIAL, LLCCarlos Alberto Saez — THE OPERAND GROUP II LLC
Nearby cities in Illinois
CHICAGO (3944)OAK BROOK (135)NAPERVILLE (120)NORTHBROOK (119)EVANSTON (103)
City Guides
CHICAGO GuideOAK BROOK GuideNAPERVILLE GuideNORTHBROOK GuideEVANSTON Guide
Research
Advisor Fees in IllinoisNational Fee Analysis
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