Unclaimed Profile

Neil Ray Peplinski

GOOD HARBOR FINANCIAL, LLC·BARRINGTON, Illinois

Series 65Clean record23 years registeredGOOD HARBOR FINANCIAL, LLC

215 N OAK RIDGE RD, BARRINGTON, IL 60010CRD# 4673461Firm CRD# 127351

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Neil Ray Peplinski · BARRINGTON, IL

Registration

CRD #4673461 · GOOD HARBOR FINANCIAL, LLC · 23 years registered

Brand Profile

Not yet started

Career History

KINGSVIEW WEALTH MANAGEMENT, LLC

Oct 2021 – present

CEDAR CAPITAL, LLC

Nov 2015 – Sep 2022

BARRINGTON, IL

GOOD HARBOR FINANCIAL

Mar 2009 – Aug 2022

BARRINGTON, IL

GOOD HARBOR FINANCIAL

Jul 2003 – Dec 2006

BARRINGTON, IL

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · July 15, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GOOD HARBOR FINANCIAL, LLC

CRD 127351 · SEC 801-71064

AUM

$21M

Regulatory assets under management

Employees

2 client accounts

Services offered by GOOD HARBOR FINANCIAL, LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at GOOD HARBOR FINANCIAL, LLC →

Introduction

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Frequently Asked Questions

What services does Neil Ray Peplinski offer?

Neil Ray Peplinski specializes in Investment Management, Fee-Only Advisory. Contact their office in BARRINGTON, Illinois for a consultation.

What are Neil Ray Peplinski's credentials?

Neil Ray Peplinski is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Neil Ray Peplinski located?

Neil Ray Peplinski is based in BARRINGTON, Illinois, working with GOOD HARBOR FINANCIAL, LLC. Their office serves clients in the BARRINGTON metropolitan area and surrounding communities.

How does Neil Ray Peplinski charge for services?

Neil Ray Peplinski's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GOOD HARBOR FINANCIAL, LLC?

GOOD HARBOR FINANCIAL, LLC has approximately 5 employees and manages $21M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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