Unclaimed Profile

Neil Ray Peplinski

GOOD HARBOR FINANCIAL, LLC·BARRINGTON, Illinois

Clean recordGOOD HARBOR FINANCIAL, LLC

215 N OAK RIDGE RD, BARRINGTON, IL 60010CRD# 4673461Firm CRD# 127351

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Neil Ray Peplinski · BARRINGTON, IL

Registration

CRD #4673461 · GOOD HARBOR FINANCIAL, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Neil Ray Peplinski is a registered financial advisor based in BARRINGTON, Illinois, affiliated with GOOD HARBOR FINANCIAL, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Fee-Only Advisory

Client Types

Individuals

Institutional Investors

Introduction

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Firm Overview

Firm

GOOD HARBOR FINANCIAL, LLC

GOOD HARBOR FINANCIAL

AUM

$21M

Regulatory assets under management

Employees

Total firm employees

View all advisors at GOOD HARBOR FINANCIAL, LLC →

Services

Portfolio management (individuals)

Portfolio management (pooled investments)

Background

Compensation

Percentage of AUM

Regulatory

SEC/IARD CRD# 4673461

Firm CRD# 127351

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Neil Ray Peplinski offer?

Neil Ray Peplinski specializes in Investment Management, Fee-Only Advisory. Contact their office in BARRINGTON, Illinois for a consultation.

What are Neil Ray Peplinski's credentials?

Neil Ray Peplinski is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Neil Ray Peplinski located?

Neil Ray Peplinski is based in BARRINGTON, Illinois, working with GOOD HARBOR FINANCIAL, LLC. Their office serves clients in the BARRINGTON metropolitan area and surrounding communities.

How does Neil Ray Peplinski charge for services?

Neil Ray Peplinski's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GOOD HARBOR FINANCIAL, LLC?

GOOD HARBOR FINANCIAL, LLC has approximately 5 employees and manages $21M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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