Unclaimed Profile

Kyong Kim

BROOKSTONE SECURITIES, INC.·LAKELAND, Florida

SIE, Series 4, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 65, Series 8725 years registeredBROOKSTONE SECURITIES, INC.

2920 DRANE FIELD ROAD, LAKELAND, FL 33813CRD# 2510032Firm CRD# 13366

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kyong Kim · LAKELAND, FL

Registration

CRD #2510032 · BROOKSTONE SECURITIES, INC. · 25 years registered

Brand Profile

Not yet started

Career History

CETERA INVESTMENT ADVISERS LLC

Jun 2023 – present

CETERA ADVISORS LLC

Jun 2015 – present

CETERA FINANCIAL SPECIALISTS LLC

Jun 2015 – present

CETERA INVESTMENT SERVICES LLC

Jun 2015 – present

CETERA WEALTH SERVICES, LLC

Jun 2015 – present

CETERA ADVISOR NETWORKS LLC

Jun 2015 – Jun 2023

Firestone, CO

COLORADO FINANCIAL SERVICE CORPORATION

Jul 2012 – Jun 2015

CENTENNIAL, CO

BROOKSTONE INVESTMENT ADVISORY SERVICES

Mar 2010 – Jun 2012

LAKELAND, FL

MULTI-FINANCIAL SECURITIES CORPORATION

Oct 2006 – Mar 2010

DENVER, CO

OLD MUTUAL CAPITAL

Apr 2006 – Oct 2006

DENVER, CO

GUNNALLEN FINANCIAL, INC

Dec 2002 – Mar 2006

TAMPA, FL

WACHOVIA SECURITIES FINANCIAL NETWORK, INC.

Jan 2001 – Aug 2002

CLEARWATER, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 52TO

Series 53

Series 63

Series 65

Series 87

Registration record

First registered · January 2, 2001

Years registered · 25

Disclosure History

2015Customer Dispute·Award / Judgment

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

BROOKSTONE SECURITIES, INC.

CRD 13366 · SEC 801-67061

AUM

$78M

Regulatory assets under management

Employees

565 client accounts

Services offered by BROOKSTONE SECURITIES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BROOKSTONE SECURITIES, INC. →

Introduction

Speak with Kyong

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Kyong is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in LAKELAND?

Browse all registered financial advisors in LAKELAND, Florida or claim this profile if it's yours.

Browse LAKELAND Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Kyong Kim offer?

Kyong Kim specializes in Financial Planning, Investment Management. Contact their office in LAKELAND, Florida for a consultation.

What are Kyong Kim's credentials?

Kyong Kim is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kyong Kim located?

Kyong Kim is based in LAKELAND, Florida, working with BROOKSTONE SECURITIES, INC.. Their office serves clients in the LAKELAND metropolitan area and surrounding communities.

How does Kyong Kim charge for services?

Kyong Kim's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BROOKSTONE SECURITIES, INC.?

BROOKSTONE SECURITIES, INC. has approximately 51 employees and manages $78M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →