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Joseph Gary Spooner

ALLEN & COMPANY OF FLORIDA, INC.·LAKELAND, Florida
SIE, Series 00, Series 7ALLEN & COMPANY OF FLORIDA, INC.
1401 SOUTH FLORIDA AVE, LAKELAND, FL 33803CRD# 432456Firm CRD# 25

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Joseph Gary Spooner · LAKELAND, FL
Registration
CRD #432456 · ALLEN & COMPANY OF FLORIDA, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 00
Series 7
02

Disclosure History

Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

03

Firm Overview

Firm
ALLEN & COMPANY OF FLORIDA, LLC
CRD 25 · SEC 801-57874
AUM
$1.4B
Regulatory assets under management
Employees
65
3,621 client accounts
Services offered by ALLEN & COMPANY OF FLORIDA, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at ALLEN & COMPANY OF FLORIDA, LLC →
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Frequently Asked Questions

What services does Joseph Gary Spooner offer?
Joseph Gary Spooner specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LAKELAND, Florida for a consultation.
What are Joseph Gary Spooner's credentials?
Joseph Gary Spooner is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Joseph Gary Spooner located?
Joseph Gary Spooner is based in LAKELAND, Florida, working with ALLEN & COMPANY OF FLORIDA, INC.. Their office serves clients in the LAKELAND metropolitan area and surrounding communities.
How does Joseph Gary Spooner charge for services?
Joseph Gary Spooner's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ALLEN & COMPANY OF FLORIDA, INC.?
ALLEN & COMPANY OF FLORIDA, INC. has approximately 65 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at ALLEN & COMPANY OF FLORIDA, INC.

Clare Mccarren Kiesel
LAKELAND, FL
Michael Neill Walker
LAKELAND, FL
William Sassano
LAKELAND, FL
Laura J Hawley
LAKELAND, FL
Michael Henry Wright
LAKELAND, FL
CFP
Ralph Carter Allen
LAKELAND, FL

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