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David William Locy

BROOKSTONE SECURITIES, INC.·LAKELAND, Florida
Series 4, Series 7, Series 24, Series 27, Series 53, Series 63BROOKSTONE SECURITIES, INC.
2920 DRANE FIELD ROAD, LAKELAND, FL 33813CRD# 4682865Firm CRD# 13366

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
David William Locy · LAKELAND, FL
Registration
CRD #4682865 · BROOKSTONE SECURITIES, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
Series 4
Series 7
Series 24
Series 27
Series 53
Series 63
02

Disclosure History

Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

03

Firm Overview

Firm
BROOKSTONE SECURITIES, INC.
CRD 13366 · SEC 801-67061
AUM
$78M
Regulatory assets under management
Employees
51
565 client accounts
Services offered by BROOKSTONE SECURITIES, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at BROOKSTONE SECURITIES, INC. →
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Frequently Asked Questions

What services does David William Locy offer?
David William Locy specializes in Financial Planning, Investment Management. Contact their office in LAKELAND, Florida for a consultation.
What are David William Locy's credentials?
David William Locy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David William Locy located?
David William Locy is based in LAKELAND, Florida, working with BROOKSTONE SECURITIES, INC.. Their office serves clients in the LAKELAND metropolitan area and surrounding communities.
How does David William Locy charge for services?
David William Locy's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BROOKSTONE SECURITIES, INC.?
BROOKSTONE SECURITIES, INC. has approximately 51 employees and manages $78M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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