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David William Locy

BROOKSTONE SECURITIES, INC.·LAKELAND, Florida
Unclaimed Profile
2920 DRANE FIELD ROAD, LAKELAND, FL 33813CRD# 4682865Firm CRD# 13366
01

About

David William Locy is a registered financial advisor based in LAKELAND, Florida, affiliated with BROOKSTONE SECURITIES, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
BROOKSTONE SECURITIES, INC.
BROOKSTONE INVESTMENT ADVISORY SERVICES
AUM
$78M
Regulatory assets under management
Employees
51
Total firm employees
View all advisors at BROOKSTONE SECURITIES, INC. →
Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Other
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 4682865
Firm CRD# 13366
5 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does David William Locy offer?
David William Locy specializes in Financial Planning, Investment Management. Contact their office in LAKELAND, Florida for a consultation.
What are David William Locy's credentials?
David William Locy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David William Locy located?
David William Locy is based in LAKELAND, Florida, working with BROOKSTONE SECURITIES, INC.. Their office serves clients in the LAKELAND metropolitan area and surrounding communities.
How does David William Locy charge for services?
David William Locy's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BROOKSTONE SECURITIES, INC.?
BROOKSTONE SECURITIES, INC. has approximately 51 employees and manages $78M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in LAKELAND
Ralph Carter Allen — ALLEN & COMPANY OF FLORIDA, LLCJoseph Gary Spooner — ALLEN & COMPANY OF FLORIDA, INC.Laura J Hawley — ALLEN & COMPANY OF FLORIDA, LLCPeter Charles Golotko — CHAS. P. SMITH & ASSOCIATES, PA, CPA'SKyong Kim — BROOKSTONE SECURITIES, INC.
Nearby cities in Florida
MIAMI (1221)TAMPA (396)BOCA RATON (391)CORAL GABLES (291)WEST PALM BEACH (251)
City Guides
MIAMI GuideTAMPA GuideBOCA RATON GuideCORAL GABLES GuideWEST PALM BEACH Guide
Research
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