Unclaimed Profile

David William Locy

BROOKSTONE SECURITIES, INC.·LAKELAND, Florida

BROOKSTONE SECURITIES, INC.

2920 DRANE FIELD ROAD, LAKELAND, FL 33813CRD# 4682865Firm CRD# 13366

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David William Locy · LAKELAND, FL

Registration

CRD #4682865 · BROOKSTONE SECURITIES, INC.

Brand Profile

Not yet started

Disclosure history

5 disclosures on file · See FINRA BrokerCheck for full record

About

David William Locy is a registered financial advisor based in LAKELAND, Florida, affiliated with BROOKSTONE SECURITIES, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

BROOKSTONE SECURITIES, INC.

BROOKSTONE INVESTMENT ADVISORY SERVICES

AUM

$78M

Regulatory assets under management

Employees

Total firm employees

View all advisors at BROOKSTONE SECURITIES, INC. →

Services

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Regulatory

SEC/IARD CRD# 4682865

Firm CRD# 13366

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does David William Locy offer?

David William Locy specializes in Financial Planning, Investment Management. Contact their office in LAKELAND, Florida for a consultation.

What are David William Locy's credentials?

David William Locy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David William Locy located?

David William Locy is based in LAKELAND, Florida, working with BROOKSTONE SECURITIES, INC.. Their office serves clients in the LAKELAND metropolitan area and surrounding communities.

How does David William Locy charge for services?

David William Locy's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BROOKSTONE SECURITIES, INC.?

BROOKSTONE SECURITIES, INC. has approximately 51 employees and manages $78M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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