OLD MUTUAL CAPITAL, INC.

OLD MUTUAL CAPITAL
DENVER, Colorado·1 registered advisor·CRD# 131405
SEC# 801-63140720-200-7600
01

Firm Overview

AUM
$2.3B
Regulatory assets under management
Employees
11
Total firm employees
Advisors
1
Registered representatives
02

Services & Fees

Advisory Services
Portfolio management (pooled investments)
Security ratings or pricing services
Other
Compensation
Percentage of AUM
03

Specialties

Investment ManagementFee-Only Advisory
04

Advisors at OLD MUTUAL CAPITAL, INC.

1 registered advisor
Kathryn Lee Santoro
DENVER, Colorado
05

Office Locations

DENVER, Colorado
1 advisor

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Data sourced from SEC Form ADV filings. OLD MUTUAL CAPITAL, INC. (CRD# 131405) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.