Unclaimed Profile

Laura J Hawley

ALLEN & COMPANY OF FLORIDA, LLC·LAKELAND, Florida

SIE, Series 7, Series 24, Series 66, Series 99TOClean record19 years registeredALLEN & COMPANY OF FLORIDA, LLC

1401 SOUTH FLORIDA AVE, LAKELAND, FL 33803CRD# 1146452Firm CRD# 25

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Laura J Hawley · LAKELAND, FL

Registration

CRD #1146452 · ALLEN & COMPANY OF FLORIDA, LLC · 19 years registered

Brand Profile

Not yet started

Career History

LPL FINANCIAL LLC

Jan 2022 – present

ALLEN & COMPANY OF FLORIDA, LLC

Nov 2019 – Mar 2022

LAKELAND, FL

ALLEN & COMPANY OF FLORIDA, LLC

Sep 2006 – Nov 2019

LAKELAND, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Series 99TO

Registration record

First registered · September 5, 2006

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ALLEN & COMPANY OF FLORIDA, LLC

CRD 25 · SEC 801-57874

AUM

$1.4B

Regulatory assets under management

Employees

3,621 client accounts

Services offered by ALLEN & COMPANY OF FLORIDA, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ALLEN & COMPANY OF FLORIDA, LLC →

Introduction

Speak with Laura J

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Laura J is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in LAKELAND?

Browse all registered financial advisors in LAKELAND, Florida or claim this profile if it's yours.

Browse LAKELAND Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Laura J Hawley offer?

Laura J Hawley specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LAKELAND, Florida for a consultation.

What are Laura J Hawley's credentials?

Laura J Hawley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Laura J Hawley located?

Laura J Hawley is based in LAKELAND, Florida, working with ALLEN & COMPANY OF FLORIDA, LLC. Their office serves clients in the LAKELAND metropolitan area and surrounding communities.

How does Laura J Hawley charge for services?

Laura J Hawley's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ALLEN & COMPANY OF FLORIDA, LLC?

ALLEN & COMPANY OF FLORIDA, LLC has approximately 65 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →